Middle Office Executive
6 months ago
**Responsibilities**
- Onboard and open client accounts and make them enabled to trade all the executing venues requested by the client within the shortest possible time while making sure the client meets all the set policies and standards.
- Develop relationships with executing partners and custodians to facilitate the smooth operation of all functions.
- Liaise with the Middle Office and Operations departments of the client to obtain SSI, investor numbers and exchange numbers etc.
- Obtain all the required documents as per the GTN and regulator stipulated KYC standards.
- Coordinate with executing partners and Custodians to obtain investor numbers and Exchange numbers etc.
- Coordinate with various departments internally to get the necessary approvals to have the client trade-enabled.
- Support the Sales department with the setting up of clients usernames and passwords
- Set up pricing in the system as per the client price sheets.
- Update CRM on status of each on-boarding account.
- Understand and develop the account opening processes for new markets, obtaining the required documents and educating the RBDM's and dealers.
- Provide trade support for regional and global trading desk
- Liaise with the IT and Operations departments to identify and fix any setup/trade related errors
- Be the point of contact for clients handling day to day queries by collating information from internal and external stakeholders.
- Responsible for dissemination of information to clients on regulatory changes, exchange updates, and firm related announcements upon receiving necessary internal clearance.
- Any other ad hoc projects that may be required from Management.
**Experience**:
- 3-5 years in a similar role within the Financial Services
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