Manager, Finance Nfr and Menat Sox Lead

6 months ago

UAE, United Arab Emirates HSBC Full time

-Job description

**Some careers grow faster than others.**

**If you’re looking for further opportunities to develop your career, take the next step in fulfilling your potential right here at HSBC.**

The Regional Finance Non-Financial Risk (NFR) Management team is responsible for ensuring effective management of Non-Financial Risks (NFR) for Finance across the region. Finance NFRs include (but are not limited to) Financial Reporting Risk, Regulatory Reporting Risk, Model Risk, Data Risk and People Risk. Key functions within the NFR team include Finance Control Office & Risk Oversight, SOX Governance, Finance Assurance and Targeted Transaction Testing.
The role holder - Manager NFR and MENAT SOX lead will work closely and support the Head of MENAT NFR and other internal and external stakeholders to implement policies and procedures and other related activities required for an effective and robust control environment within Finance and ensure SOX compliance is achieved and maintained for the region.

**Duties & Responsibilities**:

- Provide SME guidance and support to the local Finance teams on the effective management of the risk profile. Reviewing and reporting on key metrics, thus ensuring risk is adequately managed and provide input into the Finance Risk and Control Management Meeting (“RCMM”)
- Providing both SME support and challenge to Finance Risk Owners and control owners in execution of Risk and Control Assessments (“RCAs”) and with setting appropriate Control Monitoring Plans (“CMPs”) and other NFR activities, ensuring these are managed within the set Risk Appetite.
- Independently lead the delivery and management of all SOX activities in the region in line with the Global SOX framework, including scoping, execution of process walkthroughs, evaluation of issues, management attestations, and co-ordination with the external auditors. The role holder will also lead the SOX governance meetings (four-way meeting) and managing the engagement with external auditor the SOX / control audits. Report and escalate to Group SOX for matters in relation to Group SOX compliance and through appropriate local governance for entity specific SOX compliance.
- Work closely with respective Assurance functions to ensure the testing of controls to support assessments of effectiveness of internal controls is effectively planned, coordinated and delivered.
- Maintain strong relationships with key internal and external stakeholders, including with the Financial Reporting Risk Steward and other relevant risk stewards relevant for Finance, Group SOX, Operational Risk, Internal & External Auditors and write effective reports/papers and present relevant materials at Risk Management Meetings, Audit Committees, and other key governance meetings.
- Support and guide the management for change impact on the Finance risk & control environment for relevant material projects, including the setting of appropriate milestones and allocation of resource for controls related outcomes.
- Review of Account Reconciliation Completion Certificate (ARCC), supporting the development of actions for thematic issues and escalations to local management, supporting a robust control environment over Balance Sheet Reconciliations & Substantiation.
- Escalate issues to region/group in a timely manner and work with the business to understand the impact of emerging risks that require attention/remediation
Requirements

**Experience & Qualifications**:

- Bachelor’s degree is essential; Audit experience with Accounting qualification preferred
- Knowledge of the Sarbanes Oxley Act (2002), COSO framework and the related guidance; experience in implementing / coordinating the SOX programme across a global banking organization is ideal.
- Proved experience leading, implementing and/or improving end-to-end processes and delivering complex projects.
- Strong understanding of Financial Accounting processes, core financial controls including reconciliation & substantiation controls and good understanding of generic banking business, balance sheet and P&L.
- Ability to work in fast-paced environment with proven ability to handle multiple outputs at one time
- Strong written and oral communication skills, with ability to communicate complex ideas/issues in a simple manner to a large audience in a complex global environment
- Ability to develop effective working relationships with stakeholders of different seniority and geographical dispersed teams.
- Thorough understanding of HSBC’s activities, products, processes and systems and the Risk Management Framework

Issued by The Hong Kong and Shanghai Banking Corporation Limited

  • Menat Control Officer

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **MENAT Control Officer 0000JRS3** Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and...

  • Delivery Lead, Gdt Menat

    3 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Delivery Lead, Group Data Technology MENAT** **Some careers have more impact than others.** **If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.** The Delivery Lead is responsible for the successful delivery of projects within the GDT...

  • Analyst, Strategic Cost Management, Menat

    3 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Some careers grow faster than others.** If you’re looking for further opportunities to develop your career, take the next step in fulfilling your potential right here at HSBC. If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued. Global...

  • Regional Dbs Finance Manager

    7 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description Regional DBS Finance Manager Some careers grow faster than others. If you’re looking for a career where you will be respected as an individual and valued for the contributions you make, join HSBC, and discover how diversity drives our success. Whether you want a career that could take you to the top, or simply take you in an exciting...

  • Head of Data Menat and Europe

    7 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description Head of Data, MENAT & Europe Some careers open more doors than others. If you’re looking to unlock new job opportunities, take a look at the possibilities right on your doorstep here at HSBC. The Data and Analytics Office (DAO) was established to transform HSBC into a truly data-driven organisation by ensuring that every design...

  • Chief Risk Officer, Wpb, Menat

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Chief Risk Officer, Wealth & Personal Banking MENAT** **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management....

  • HR Consultant, Menat

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description Regional HR Consultant, MENAT Some careers grow faster than others. If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Human Resources leads the implementation of the Group’s people strategy in line with business objectives. It facilitates...

  • Manager Business Finance

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Manager Business Finance (UAE Nationals) (ID: 0000JCXZ)** **GCB6** **Some careers grow faster than others.*** **If you’re looking for further opportunities to develop your career, take the next step in fulfilling your potential right here at HSBC** The role supports the business finance function for MENAT Banking by providing...

  • Legal Counsel, Menat

    3 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Legal plays an important role in protecting the Group’s reputation by helping to future-proof the organisation through robust legal risk and issue advisory. Responsible for...

  • Associate, Financial Institutions Group, Menat

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Associate, Financial Institutions Group, MENAT- 0000JW9Z** Some careers prize diversity more than others. If you’re looking for a career where you will be respected as an individual and valued for the contributions you make, join HSBC and discover how diversity drives our success. Whether you want a career that could take you to the...

  • Manager, Analysis and Insight, Menat

    3 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Manager, Analysis & Insight, MENAT (UAE National)** **Some careers grow faster than others.** If you’re looking for further opportunities to develop your career, take the next step in fulfilling your potential right here at HSBC. If you’re looking for a role where you can continue to make an impression, take the next step at HSBC...

  • Regulatory Targeted Transaction Testing Lead

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Regulatory Targeted Transaction Testing Lead - MENAT (ID**:0000JO39)** **GCB4** **Some careers grow faster than others.*** **If you’re looking for further opportunities to develop your career, take the next step in fulfilling your potential right here at HSBC.** As the Targeted Transaction Testing Lead, you will play a pivotal role...

  • Manager, Markets and Securities Services Regulatory Compliance Menat

    1 day ago

    UAE, United Arab Emirates HSBC Full time

    Job descriptionManager, Markets and Securities Services Regulatory Compliance MENAT (UAE National) Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new...

  • Transaction Manager

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description Transaction Manager - Issuer Services, MENAT - 0000JKZJ Some careers shine brighter than others. If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support...

  • Manager Investment Products UAE and Menat

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Manager Investment Products UAE and MENAT** **Some careers shine brighter than others.** If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and...

  • Manager, Regional Regulatory Affairs Menat

    4 days ago

    UAE, United Arab Emirates HSBC Full time

    Job description**Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

  • Finance Manager

    6 months ago

    UAE, United Arab Emirates Quest Search and Selection Full time

    Ref: JO-2309-111009 | £3697.71 - £4519.42 per month | Location:United Arab Emirates, United Arab Emirates | Added:13/09/23 We are searching for a Finance manager to join our F&B client based in Abu Dhabi. Essential Duties: * Handling Finance Team with various functions to make sure that they are working and functioning properly to support organization...

  • Legal Counsel-cmb

    6 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description **Legal Counsel, 0000JC4I** Some careers grow faster than others. If you’re looking for further opportunities to develop your career, take the next step in fulfilling your potential right here**.** **About Legal** Global Legal plays an important role in protecting HSBC’s reputation, helping to safeguard the organization by providing...

  • Regional Head of Regulatory Compliance Mss

    8 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description Regional Head of Regulatory Compliance, Markets and Security Services MENAT Some careers grow faster than others. If you’re looking for a career where you will be respected as an individual and valued for the contributions you make, join HSBC and discover how diversity drives our success. Whether you want a career that could take you to...

  • Regional Head of Regulatory Compliance Cmb and Gbm

    8 months ago

    UAE, United Arab Emirates HSBC Full time

    -Job description Regional Head of Regulatory Compliance, Global Banking and Commercial Banking, MENAT Some careers grow faster than others. If you’re looking for a career where you will be respected as an individual and valued for the contributions you make, join HSBC and discover how diversity drives our success. Whether you want a career that could...