Compliance Officer – Associate | JPMorgan Chase

4 weeks ago


dubai, United Arab Emirates JPMorgan Chase & Co. Full time
Compliance Officer – Associate | JPMorgan Chase & Co. DubaiWith a history tracing its roots to 1799 in New York City, JPMorgan Chase is one of the world’s oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.As a Compliance Officer for JPMorgan Chase bank N.A.- Dubai Branch, you will be mandated to conduct compliance monitoring activities, formulate regulatory and control policies, assist in risk assessments, provide guidance with new product developments and implementations as well as educate staff in regard to compliance policies and procedures.Compliance Officer – Associate | JPMorgan Chase & Co. Dubai | Apply NowJob ResponsibilitiesProvides pro-active advice to business management in the development of policies and procedures for JP Morgan Chase Bank N.A. Dubai Branch, designed to achieve and ensure compliance with corporate and regulatory requirementsSupports the DFSA registered Compliance Officer and MLRO with respect to responding to DFSA’s notices and requestsConducts an annual review to verify policies and procedures conform with the latest regulationsAssists in the preparation and delivery of compliance trainingsIdentifies and investigates potential rule breaches, providing options available to manage and mitigate them; coordinates corrective action with other control functions as necessary/requiredLiaises with internal and external auditors and assists in managing responses and actioning compliance issues raised in audit reports& Control Self Assessment reviewsAttends as a delegate the Dubai Branch Local Operational Risk and Control Committee and Local Management Committee to advice on Compliance priorities and issues, in case of absence of the permanent memberKeeps abreast of industry trends and “hot issues” and anticipates areas of focus and attention of regulators, keeps business management and Compliance colleagues informed (e.g. participation in local compliance officer network groups)Contributes to and conducts the Compliance Monitoring program and activitiesOversees the firm’s AML/CFT policies, procedures, systems and controls in relation to the local jurisdiction andensures that appropriate policies, procedures, systems and controls are developedSupports and coordinates senior management focus on managing the firm’s money laundering and terrorist financing risks in individual business areasRequired Qualifications, Capabilities, And SkillsStrong written and verbal communication skills.Proficient in written and spoken EnglishExceptional research and analytical skills. Independent decision maker, able to make time-sensitive assessments and to discuss complex regulatory issues with senior managementExperience working with internal groups including Legal, Audit, or Risk to ensure consistent understanding of requirementsExcellent understanding of DFSA/FSRA regulations and as well understanding of all lines of business and productsHighly collaborative with a strong emphasis on team work and fostering a positive team spiritProactive attitude with strong commitment to go above and beyondProficient in MS Office (Outlook/Word/Excel/Access/PowerPointUniversity’s degree or equivalent experience requiredPreferred Qualifications, Capabilities, And SkillsExperience having worked in a DFSA/FSRA regulated environmentLegal/Business education would be highly consideredProfessional certificates such as CAMS or ICADon’t miss out on this exciting opportunity – apply now at dubaiofferz.com
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