Operations & Compliance Officer (Chinese)
2 months ago
We are an asset manager based in DIFC; we are looking for an **Operations and Compliance Manager.**
You will work closely with the firm's operations, financial and compliance officers to satisfy a broad range of corporate and regulatory requirements.
**Operations**:
- Client onboarding. KYC and account opening processes.
- Prepare and execute investment orders, retain records and monitor execution
- Cash and trading reconciliation
- Liaison with custodian banks, brokers and administrators
- Performance tracking and fund valuation: establish weekly estimate valuations
- Handle subscription and redemption processes for the funds
- Shadow accounting for administered funds and internal portfolios
- Preparation of monthly performance and risk reports for portfolios and funds
- Participation in annual audit financial reports preparation
**Compliance**:
- Coordinate with compliance and MLR Officer on client onboarding and KYC processes
- Advise on market abuse and cross border regulations
- Update company procedures to satisfy regulatory, legal and ethical requirements
- Stay abreast of new regulatory publications, ensure timely compliance with DIFC law and regulations
- Answer regulatory queries and prepare the company for regulatory audits
- Provide support and training for colleagues on regulatory and compliance issues
- Keep client files up to date and ensure the company meets KYC regulations
- Keep marketing materials and website updated and compliant
**Profile & Requirements**:
- **Fully fluent in Chinese and English**:
- Experience in Compliance Processes
- Experience in Client Onboarding and KYC processes
- Accounting or Audit experience a strong plus
- Serious, trustworthy and well organized person
- Ability to learn quickly
**Job Types**: Full-time, Permanent
Pay: From AED180,000.00 per year
**Education**:
- Bachelor's (required)
**Experience**:
- Compliance and/or Audit: 2 years (required)
**Language**:
- fluent Chinese (required)
**Location**:
- Dubai (preferred)
Application Deadline: 27/09/2024
Expected Start Date: 15/10/2024
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