Operations & Compliance Officer (Chinese)

2 months ago


Dubai, United Arab Emirates Aramid Capital Full time

We are an asset manager based in DIFC; we are looking for an **Operations and Compliance Manager.**

You will work closely with the firm's operations, financial and compliance officers to satisfy a broad range of corporate and regulatory requirements.

**Operations**:

- Client onboarding. KYC and account opening processes.
- Prepare and execute investment orders, retain records and monitor execution
- Cash and trading reconciliation
- Liaison with custodian banks, brokers and administrators
- Performance tracking and fund valuation: establish weekly estimate valuations
- Handle subscription and redemption processes for the funds
- Shadow accounting for administered funds and internal portfolios
- Preparation of monthly performance and risk reports for portfolios and funds
- Participation in annual audit financial reports preparation

**Compliance**:

- Coordinate with compliance and MLR Officer on client onboarding and KYC processes
- Advise on market abuse and cross border regulations
- Update company procedures to satisfy regulatory, legal and ethical requirements
- Stay abreast of new regulatory publications, ensure timely compliance with DIFC law and regulations
- Answer regulatory queries and prepare the company for regulatory audits
- Provide support and training for colleagues on regulatory and compliance issues
- Keep client files up to date and ensure the company meets KYC regulations
- Keep marketing materials and website updated and compliant

**Profile & Requirements**:

- **Fully fluent in Chinese and English**:

- Experience in Compliance Processes
- Experience in Client Onboarding and KYC processes
- Accounting or Audit experience a strong plus
- Serious, trustworthy and well organized person
- Ability to learn quickly

**Job Types**: Full-time, Permanent

Pay: From AED180,000.00 per year

**Education**:

- Bachelor's (required)

**Experience**:

- Compliance and/or Audit: 2 years (required)

**Language**:

- fluent Chinese (required)

**Location**:

- Dubai (preferred)

Application Deadline: 27/09/2024
Expected Start Date: 15/10/2024


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