Regulatory Compliance Manager
1 week ago
Regulatory Compliance Manager – Asset Management (UAE)Location: Dubai, UAEExperience: 5–10 yearsLevel: Manager / Senior ManagerStart Date: Mid-November to Early DecemberReporting To: Chief Compliance OfficerSector: Asset Management (Consulting Engagement) Role Overview We are seeking a Regulatory Compliance Manager to support one of our asset management clients in the UAE. The role involves ensuring adherence to local regulatory frameworks and international compliance standards, while helping enhance governance and control environments across investment management activities. Key Responsibilities Ensure compliance with UAE regulatory frameworks relevant to asset management and fund distribution. Support license-related documentation, submissions, and engagement with local regulators. Act as the key liaison for regulatory approvals, renewals, and compliance queries. Monitor and interpret regulatory developments from the SCA, Central Bank, and other authorities, updating internal policies as required. Draft and implement comprehensive Compliance Manuals aligned with UAE regulations. Establish and maintain robust AML/CFT and KYC frameworks in line with UAE law and FATF guidance. Ensure compliance with FATCA, CRS, and Ultimate Beneficial Ownership requirements. Maintain a compliance risk register and oversee compliance monitoring plans. Support the design and implementation of a Distributor Oversight Framework. Conduct due diligence and ongoing monitoring of third parties involved in fund distribution. Coordinate internal audits and regulatory reporting obligations. Manage the Regulatory Reporting Calendar and ensure timely submissions. Deliver internal training on compliance, AML/KYC, and regulatory responsibilities. Conduct onboarding and refresher training for business teams and stakeholders. Qualifications & Skills Bachelor’s degree in Law, Finance, or a related field (postgraduate preferred). Professional certifications such as CAMS, ICA, or equivalent. Strong understanding of UAE and DIFC regulatory requirements related to asset management. Proven experience in regulatory compliance, with exposure to KYC/AML frameworks. Excellent communication and stakeholder management skills. #J-18808-Ljbffr
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Technical Compliance Manager
1 week ago
united arab emirates General Commercial Gaming Regulatory Authority Full timeAs the Technical Compliance Manager at GCGRA, your role is to ensure that gaming operators comply with applicable technological standards, regulations, and guidelines and provide assurance to key stakeholders on technical compliance by the industry. You will be responsible for evaluating gaming systems, software, and infrastructure to assess their compliance...
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Regulatory Compliance Manager
4 days ago
United Arab Emirates, Dubai ETRA Talent Full timeJob Description Regulatory Compliance Manager Location: DIFC, Dubai Type: Full-time, On-site Reports to: Head of Compliance / MLRO Salary: 25,000 - 30,000 AED Per Month. About The Role An established DIFC-based financial firm is seeking a Regulatory Compliance Manager to join its growing team. This role offers a broad remit across the Compliance function,...
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Regulatory Compliance Manager
2 hours ago
United Arab Emirates, Dubai Robert Walters Full timeJob Description An excellent opportunity is available with an investment firm in Dubai International Financial Centre (DIFC) for a Regulatory Compliance Manager to provide support in the provision of regulatory and compliance advisory services. Reporting to the Head of Compliance you will: - Regulatory Oversight: Implement and maintain compliance policies...
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Regulatory Compliance Manager
1 week ago
united arab emirates Capitex Full timeRegulatory Compliance Manager – Asset Management (UAE)Location: Dubai, UAEExperience: 5–10 yearsLevel: Manager / Senior ManagerStart Date: Mid-November to Early DecemberReporting To: Chief Compliance OfficerSector: Asset Management (Consulting Engagement) Role Overview We are seeking a Regulatory Compliance Manager to support one of our asset management...
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Technical Compliance Manager
1 week ago
Abu Dhabi, United Arab Emirates General Commercial Gaming Regulatory Authority - GCGRA Full timeJob Description Job Description As the Technical Compliance Manager at GCGRA, your role is to ensure that gaming operators comply with applicable technological standards, regulations, and guidelines and provide assurance to key stakeholders on technical compliance by the industry. You will be responsible for evaluating gaming systems, software, and...
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Specialist - Regulatory Compliance Management
2 weeks ago
Abu Dhabi, United Arab Emirates The Sanad Group Full timeJob Description JOB PURPOSE/SUMMARY: The Specialist Regulatory Compliance Management is responsible for supporting the execution of audits, document control, and compliance monitoring activities within the Document & Audit Management sub-section. Reporting to the Manager Regulatory Compliance Management, the role assists in maintaining regulatory...
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Engineer - Regulatory Compliance Management
2 weeks ago
Abu Dhabi, United Arab Emirates The Sanad Group Full timeJob Description JOB PURPOSE/SUMMARY: The Engineer Capability & Regulatory Liaison is responsible for supporting Sanad's interaction with regulatory authorities, managing approvals, and ensuring compliance with evolving regulations and standards. The role focuses on the administration and coordination of National Aviation Authority (NAA) approvals, capability...
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Technical Compliance Manager
2 weeks ago
, Abu Dhabi Emirate, United Arab Emirates General Commercial Gaming Regulatory Authority - GCGRA Full timeTechnical Compliance Manager, General Commercial Gaming Regulatory Authority (GCGRA) As the Technical Compliance Manager at GCGRA, your role is to ensure that gaming operators comply with applicable technological standards, regulations, and guidelines and provide assurance to key stakeholders on technical compliance across the industry. You will evaluate...
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Regulatory Compliance Lead – Asset Management
2 weeks ago
, , United Arab Emirates Capitex Full timeA leading asset management consulting firm in the UAE is looking for a Regulatory Compliance Manager. This role involves ensuring compliance with local regulations and international standards, enhancing governance across investment management activities. The ideal candidate will have a bachelor's degree, relevant certifications, and strong experience in...
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Senior Engineer
2 weeks ago
, Abu Dhabi Emirate, United Arab Emirates The Sanad Group Full timeSenior Engineer - Regulatory Compliance Management The Senior Engineer – Regulatory Compliance Management plays a vital role in implementing and supporting Sanad’s Compliance Monitoring System (CMS) through audits, document control, regulatory reporting, and findings management. The role supports the Manager – Regulatory Compliance Management in...
