Senior Compliance Officer

3 weeks ago

abu dhabi, United Arab Emirates Talent Pal Full time
  • Introduction

Buna the Arab Regional Payment Platform is looking for a responsible Senior Compliance Officer to join our founding team. Duties of the Senior Compliance Officer include working crossfunctionally to lead develop execute monitor and communicate Bunas compliance management system. The job holder is also responsible for ensuring that all systems and operations are uptodate and in line with compliance requirements and industry best practices. This position will report to the Chief Risk & Compliance Officer.

In this context the following sections detail the main qualifications skills and responsibilities related to this position:

  • Job Responsibilities

Compliance Management and Implementation

  • Develop and implement the Buna Compliance program
  • Review and test the Buna Compliance program with applicable laws and make recommendations to management as necessary to improve/enhance Buna compliance framework
  • Ensure compliance operations and processes are in line with regulatory and stakeholder requirements including Data Protection
  • Carry out the daytoday administration of the compliance program
  • Manage compliance metrics reporting and process design
  • Evaluate compliance systems and ensure adequate software is in place
  • Scan the environment to identify issues recommend and implement processes
  • Assist with monitoring and testing as required
  • Conduct vendor due diligence
  • Liaise with auditors/examiners during compliance audits/examinations as assigned
  • Conduct compliance risk assessment training workshops
  • Follow up on compliance issues that require investigation
  • Identify and interpret new/changed applicable laws relevant to the Buna business
  • Perform impact analysis of new/changed applicable laws
  • Coordinate communicate and maintain business relationships with internal and external parties on various legal and compliance related matters
  • Reporting
  • Effectively communicate and report out on plans status issues risks and requirements to all levels of stakeholders
  • Keep uptodate on industry and regulatory changes
  • Policy/ Process Development
  • Review and/or draft forms disclosures agreements etc. as the need arises
  • Draft modify and implement Buna policies procedures and handbooks as needed to reflect industry best practices the evolving regulatory environment and changes to the business
  • Assist with the preparation organization and maintenance of corporate documents
  • Draft contracts and related internal compliance materials
  • Assess in collaboration with the risk management team money laundering / terrorist financing risk recommend mitigation plans and controls
  • Research analyse and provide recommended remediation efforts for clients that present AML and/or reputational risk
  • Qualifications and Skills

Experience & Education

  • 5 years of work experience including audit operations or compliance management
  • Prior experience in financial industry payments and /or banking compliance
  • Bachelors degree from a reputable university preferably in business economics finance or accounting or an equivalent combination of education and work experience
  • Relevant certifications (e.g. CBCO CRCM CAMS CUERME CRCP) are preferred

Skills

  • Advanced knowledge of AML/CTF regulatory requirements ccompliance methods practices tools and procedures policy/ process development compliance management and compliance programs implementation
  • Excellent communication skills (oral and written) with ability to effectively communicate by telephone face to face email and written
  • Proficient in Microsoft Office (Outlook Word Excel and PowerPoint)
  • Excellent organization and time management skills and ability to work on own initiative accurately to tight deadlines and to prioritize between conflicting demands
  • Ability to handle multiple tasks with tight deadlines simultaneously
  • Effective team player and excellent relationship building skills with ability to demonstrate a high level of discretion and positive attitude with all internal and external stakeholders
  • Ability to maintain the highest level of confidential/sensitive information and professionalism
  • Flexibility and readiness to work beyond regular working hours and as required

Languages

  • Fluent in English & Arabic
  • Knowledge of French is a plus

More jobs on #J-18808-Ljbffr

  • Compliance Officer

    4 weeks ago

    Abu Dhabi, United Arab Emirates High Street Resources Full time

    Our client is a Digital Asset Wealth Management platform regulated by FSRA and based in Abu Dhabi is seeking a skilled Compliance Officer / Money Laundering Reporting Officer to lead the full-scale development of the function. The platform is designed for traditional finance professionals and investors to easily gain exposure to the emerging Digital Assets...

  • Compliance Officer

    2 weeks ago

    Abu Dhabi, United Arab Emirates Impetors Full time

    As the Compliance Officer, you will take responsibility for:• Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures• Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews• Support the Know Your Customer (KYC) and EDD review process• Provide support...

  • Chief Legal and Compliance Officer

    3 weeks ago

    Abu Dhabi, United Arab Emirates Quest Search & Selection Full time

    The Role Introduction: Join our dynamic team in Abu Dhabi! We're seeking a skilled Chief Legal and Compliance Officer to oversee legal and regulatory affairs for our esteemed investment client. Ensure adherence to UAE laws and standards while driving strategic initiatives for sustainable growth. Job Description: - Lead legal and compliance efforts, ensuring...

  • Compliance Officer

    1 week ago

    Abu Dhabi, United Arab Emirates Property Shop Investment LLC Full time

    About the Role A Compliance Officer is responsible for implementing compliance with internal regulations, recommending improvements to our internal control structure, managing & Audit Internal SOPs development, and ensuring compliance with legal and governmental requlations. **Responsibilities**: - Implement and review the company's compliance program. -...

  • Compliance Officer

    3 weeks ago

    Abu Dhabi, United Arab Emirates Boskalis Full time

    crew to correct the findings in time to prevent deficiencies on board as outcome of port state checks and audits. Extra compliance check when audits are planned, full vessel crew checks. Check the seafarer profile after updating the compliance gaps, done by agency or compliance and/or crewing officer. Random compliance checks are conducted per rank, vessel,...

  • Compliance Officer and Mlro

    3 weeks ago

    Abu Dhabi, United Arab Emirates Apex Group Ltd Full time

    Compliance Officer and MLRO (Arabic speaker) **Description** **Compliance Officer and MLRO (Arabic speaker)** **Role Location**:Abu Dhabi **Employment Type**:Permanent **Reporting line**:Reports into the Regional Compliance Officer - Middle East **Role and Responsibilities include**: Setting, establishing and monitoring adherence to processes, policies...

  • Compliance Officer

    3 weeks ago

    abu dhabi, United Arab Emirates Boskalis Full time

    crew to correct the findings in time to prevent deficiencies on board as outcome of port state checks and audits. Extra compliance check when audits are planned, full vessel crew checks. Check the seafarer profile after updating the compliance gaps, done by agency or compliance and/or crewing officer. Random compliance checks are conducted per rank,...

  • Compliance Officer

    3 weeks ago

    Abu Dhabi, United Arab Emirates Boskalis Full time

    crew to correct the findings in time toprevent deficiencies on board as outcome of port state checks andaudits. Extra compliance check when audits areplanned, full vessel crew checks. Check theseafarer profile after updating the compliance gaps, done by agencyor compliance and/or crewing officer. Randomcompliance checks are conducted per rank, vessel, or...

  • Compliance Officer and Mlro

    7 days ago

    Abu Dhabi, United Arab Emirates LRI Invest Full time

    Description Compliance Officer and MLRO (Arabic speaker) Role Location: Abu Dhabi Employment Type: Permanent Reporting line: Reports into the Regional Compliance Officer - Middle East Role and Responsibilities include: Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory...

  • Head of Compliance

    4 weeks ago

    Abu Dhabi, United Arab Emirates RW - ROBERT WALTERS GROUP Full time

    Ensuring the business complieswith all applicable laws and regulations and that the policies,procedures and compliance monitoring frameworks meet both local andinternational best practice;Managing andsupporting the various compliance officers/professionals in theregion;Lead relationships with the regulatorincluding coordinating and overseeing written...

  • Compliance Officer

    6 days ago

    abu dhabi, United Arab Emirates Impetors Full time

    As the Compliance Officer, you will take responsibility for:• Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures• Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews• Support the Know Your Customer (KYC) and EDD review process• Provide support...

  • Head of Compliance

    3 weeks ago

    Abu Dhabi, United Arab Emirates RW - ROBERT WALTERS GROUP Full time

    Ensuring the business complies with all applicable laws and regulations and that the policies, procedures and compliance monitoring frameworks meet both local and international best practice;Managing and supporting the various compliance officers/professionals in the region;Lead relationships with the regulator including coordinating and overseeing written...

  • Compliance Officer Jobs In Abu Dhabi | Sundus

    3 weeks ago

    abu dhabi, United Arab Emirates Sundus Full time

    Compliance Officer Jobs In Abu Dhabi | SundusAbout the jobDevelop and oversee control systems to prevent or deal with violations of legal guidelines and internal policiesDefine all stakeholders & functional compliance requirements, plan and ensure execution by the relevant departments / functionsEvaluate the efficiency of controls and improve them...

  • Veterinary Compliance Officer

    7 days ago

    Abu Dhabi, United Arab Emirates Wellpharma Medical Solutions Full time

    Position : Veterinary Compliance Officer Job Location : Abu Dhabi Job Requirements: 1) Bachelor Degree in Veterinary Medicine 2) Should be registered with MOCCAE **Job Description**: 1)To ensure the compliance of Wellpharma to MOCCAE rules & regulations 2) To ensure the quality of medicine as per MOCCAE guidelines. 3) Prepare & implement the SOPs for...

  • Head of Compliance

    6 days ago

    abu dhabi, United Arab Emirates RW - ROBERT WALTERS GROUP Full time

    Ensuring the business complies with all applicable laws and regulations and that the policies, procedures and compliance monitoring frameworks meet both local and international best practice;Managing and supporting the various compliance officers/professionals in the region;Lead relationships with the regulator including coordinating and overseeing written...

  • Compliance Manager, Difc

    4 weeks ago

    Abu Dhabi, United Arab Emirates AP Executive Full time

    Location: Abu Dhabi - Salary: Negotiable per annum - Job Type:Permanent Posted about 23 hours ago A leading provider of corporate services, operating in multiple jurisdictions and serving corporations, fund managers, financial institutions and private clients are looking for a senior compliance manager for its United Arab Emirates and Qatar offices. The...

  • Compliance Officer Aml

    4 days ago

    Abu Dhabi, United Arab Emirates Al Wathbah Shares and Bonds Full time

    **Job Position**: Compliance Officer AML & FATCA/CRS: **Responsibilities**: - Be responsible for establishing/reviewing the written policies and procedures regarding the AML/CFT& FATCA/CRS, customer acceptance policies, the measures to control money laundering risk including guideline on the customer due diligence in accordance with the Anti-Money...

  • Compliance Officer

    4 weeks ago

    Abu Dhabi, United Arab Emirates Guma-Warnii Resources Full time

    KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

  • Head of Compliance

    3 weeks ago

    abu dhabi, United Arab Emirates RW - ROBERT WALTERS GROUP Full time

    Ensuring the business complies with all applicable laws and regulations and that the policies, procedures and compliance monitoring frameworks meet both local and international best practice;Managing and supporting the various compliance officers/professionals in the region;Lead relationships with the regulator including coordinating and overseeing written...

  • Compliance Officer Jobs In Abu Dhabi | Black Pearl Consult

    3 weeks ago

    abu dhabi, United Arab Emirates Black Pearl Consult Full time

    Compliance Officer Jobs In Abu Dhabi | Black Pearl ConsultAbout the jobOne of our leading Construction industry clients in the UAE is looking for Compliance Officerwho is Well-versed in legal guidelines and corporate governance best practices. High ethical standards and work diligently to complete their duties keeping in mind the objectives of the business....