Compliance Officer

**Compliance Officer**: - Abu Dhabi - £140,000 - Job type: Permanent - Sector: Banking, Asset Management & Funds - Job reference: TS41511 A well established Middle East investment fund with global activities requires an experienced compliance professional to join their highly qualified team. Reporting to the Head of Compliance you will be active in...

As the Compliance Officer, you will take responsibility for:• Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures• Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews• Support the Know Your Customer (KYC) and EDD review process• Provide support...

We at Findoc Capital Limited (registered under ADGM) are looking to recruit a Compliance Officer to be a part of the collaborative Compliance Team who are passionate about GRC (Governance, Risk and Compliance) and maintain a compliance focused culture across FCL’s operations and business. You will primarily be involved in the delivery of the core...

Location- Abu Dhabi- Discipline: - Insurance- Job type: - Permanent- Salary: - competitive- Contact name: - Monika Carlton- Job ref: - 3374339- Published: - 38 minutes ago- Startdate: - asapCompliance & Risk Officer - Insurance - Abu Dhabi - Arabic Speaker Key Duties: - Working with and assisting the Head of Compliance in identifying and analysing any...

As the Compliance Officer, you will take responsibility for:• Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures• Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews• Support the Know Your Customer (KYC) and EDD review process• Provide support...

Description Compliance Officer and MLRO Role Location: Abu Dhabi Employment Type: Permanent Reporting line: Reports into the Regional Compliance Officer - Middle East Role and Responsibilities include: Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory...

The Performance & Compliance Officer is responsible for ensuring that the organization adheres to internal policies and external regulations as well as monitoring and improving operational performance. This role involves conducting audits assessing compliance risks developing performance metrics and implementing corrective actions to ensure organizational...

The Performance &Compliance Officer is responsible for ensuring thatthe organization adheres to internal policies and externalregulations as well as monitoring and improving operationalperformance. This role involves conducting audits assessingcompliance risks developing performance metrics and implementingcorrective actions to ensure organizational...

An organisation is searching for a Senior Officer Compliance, please see some of their job details below.Job DetailsThe position being offered aims to provide essential assistance in ensuring that the company conducts its business with utmost integrity and adheres to the highest standards set by shareholders, national and international laws, internal...

Greetings from METIER, Our client is a leading insurance provider in UAE, **On look for Risk and Compliance Officer for Abu Dhabi.** **Hindi or Tamil Speaker is must** **Male Preferred** Risk officer will be responsible in safeguarding the financial stability and ensuring sustainability of the company while also protecting policyholders interest and...

KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

The Role Introduction: Join our dynamic team in Abu Dhabi! We're seeking a skilled Chief Legal and Compliance Officer to oversee legal and regulatory affairs for our esteemed investment client. Ensure adherence to UAE laws and standards while driving strategic initiatives for sustainable growth. Job Description: - Lead legal and compliance efforts, ensuring...

crew to correct the findings in time to prevent deficiencies on board as outcome of port state checks and audits.Extra compliance check when audits are planned, full vessel crew checks.Check the seafarer profile after updating the compliance gaps, done by agency or compliance and/or crewing officer.Random compliance checks are conducted per rank, vessel, or...

**JOB DESCRIPTION** Our culture in Risk Management is all about thinking outside the box, challenging the status quo, and striving to be best-in-class. We also take great pride in on our commitment to operating with integrity and discipline in all that we do. If you are a team player, are solutions-oriented and have an appetite for learning, you’ll be a...

Roles and responsibilities:- Support the Product Owner in overseeing and implementing enhancements to financial systems and providing assistance to the team;- Responsibilities include furnishing information, technical guidance, and support to the project team, encompassing legislation, standards, and collaboration with external advisors;- Knowledge of UAE...

Compliance Officer and MLRO Arabic speaker Compliance Officer and MLRO Arabic speaker Responsibilities:Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;Review of compliance and internal control operations and ensuring that they...

Roles and responsibilities:- Support the Product Owner in overseeing and implementing enhancements to financial systems and providing assistance to the team;- Responsibilities include furnishing information, technical guidance, and support to the project team, encompassing legislation, standards, and collaboration with external advisors;- Knowledge of UAE...

Manager, International Compliance Program Management Officer (UAE Nationals)Reports too - VP, International Compliance Management OfficerJob Summary: The Manager, International Compliance Program Management Officer is responsible for overseeing the compliance and regulatory activities within the organization that have an international focus. This role...

1-Ensure that the organization operates within legal and regulatory guidelines relevant to its industry. This involves staying updated on regulatory changes, interpreting their implications for the organization, and implementing necessary changes to ensure compliance.2-Develop and implement policies and procedures to ensure compliance with regulations and...