Compliance Officer

4 days ago


Abu Dhabi, Abu Dhabi, United Arab Emirates eToro Full time

Description

Toro is the trading and investing platform that empowers users to invest, share and learn. Founded in 2007, we envision a world where everyone can trade and invest simply and transparently. Our platform fosters collaboration and investor education, allowing users to view other investors' portfolios and statistics, exchange ideas, discuss strategies, and benefit from shared knowledge. With over 38 million registered users from 75 countries and available in 20 languages, we are a fast-growing business with over 1,500 employees across 13 global offices. You can find out more about eToro here.

What will you be doing?

  1. Provide support and guidance to staff on regulatory, policy and procedural issues and applications.
  2. Handle Trading Compliance alerts while collaborating with the Risk department.
  3. Design and implement the compliance monitoring plan , performing monitoring, surveillance, and subsequent reviews.
  4. Analyze and review marketing materials and financial promotions .
  5. Identify, log, and resolve compliance issues, client complaints, and policy and regulatory breaches.
  6. Review and update Compliance policies and procedures in line with regulatory changes.
  7. Provide the SEO, Board, and Group Senior Management with compliance management information, ensuring their full awareness of all salient matters and advising on regulatory implications of future business strategies.
  8. Stay updated with regulatory developments both locally and internationally, focusing on FSRA's policy updates, guidance from the Central Bank of the UAE, and international best practices.
  9. Develop and maintain a positive and constructive relationship with the Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE.
  10. Provide compliance training to staff.
Requirements

  1. 5-6 years of relevant experience.
  2. Proven track record of working in financial services - ACAMS, ICA or similar diploma preferred.
  3. Experience in building working relationships with Regulators, with direct experience working with FSRA regulated firms being an advantage.
  4. Able to advise Group colleagues on complex regulatory issues.
  5. Experienced in successfully managing multiple projects simultaneously.
  6. Able to work to short timelines in a fast-paced environment.
#J-18808-Ljbffr
  • Compliance Officer

    2 weeks ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates Client of Aurawoo International Full time

    Bachelor of Laws (LLB)(Law), Bachelor of Commerce(Commerce), Bachelor of Business Administration(Management) Nationality: Any Nationality Vacancy: 1 Vacancy Job Description We are currently seeking a highly skilled and detail-oriented Compliance Officer to join our team in Abu Dhabi, UAE. As a Compliance Officer, you will be responsible for ensuring the...

  • Compliance Officer

    3 days ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates علي وأولاده القابضة Full time

    Roles and responsibilities Are you ready to play a vital role in safeguarding the integrity and compliance of a leading organization? At Ali & Sons Holding, we are deeply committed to upholding the highest standards of professionalism, business ethics, and regulatory compliance. We're seeking an experienced and dedicated Compliance Officer to join our team...

  • Compliance Officer

    3 days ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates Cohesion Asset Management Limited Full time

    **Senior Finance Role**We are seeking a highly skilled Finance Officer to join our team at Cohesion Asset Management Limited in Abu Dhabi Global Market (ADGM).The ideal candidate will have experience in ADGM prudential reporting, accounting operations, budgeting and forecasting, regulatory compliance, and funds review.Key Responsibilities:ADGM Prudential...

  • Compliance Officer

    4 days ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates Abu Dhabi Accountability Authority Full time

    Job TitleWe are seeking a highly skilled and experienced Compliance Officer to join our team at Abu Dhabi Accountability Authority. As a key member of our security department, you will be responsible for ensuring compliance with our organization's policies and procedures, as well as relevant laws and regulations.Your primary goal will be to monitor and...

  • Compliance Officer

    3 days ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates GEMS Education Full time

    Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at GEMS Education. The successful candidate will be responsible for ensuring compliance with all relevant health and safety laws and regulations.The role involves staying informed about changes in legislation and implementing necessary updates to ensure the school's health and...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Provis Estate Management Full time

    About the JobAs our Safety and Compliance Officer, you will be responsible for:Compliance and Risk ManagementMaintain compliance with directives.Ensure SLA contract compliance.Crisis ManagementPrevent and manage incidents.Close Help Desk Tasks.Stakeholder EngagementMaintain stakeholder satisfaction.

  • Compliance Officer

    4 weeks ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates علي وأولاده القابضة Full time

    Roles and responsibilitiesAre you ready to play a vital role insafeguarding the integrity and compliance of a leadingorganization? At Ali & Sons Holding, we are deeplycommitted to upholding the highest standards of professionalism,business ethics, and regulatory compliance. We're seekingan experienced and dedicated ComplianceOfficer to join our team in...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates AECOM Full time

    Job DescriptionAECOM is seeking a highly skilled Electrical Compliance Officer to join our team. As an Electrical Compliance Officer, you will be responsible for ensuring that electrical systems meet legal and regulatory requirements, including fire safety, energy efficiency, and environmental considerations.Main ResponsibilitiesEnsure that electrical...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Ghobash Group Full time

    Ghobash Group is committed to maintaining the highest standards of compliance and quality. We are seeking a dedicated Records and Compliance Officer to join our team.The successful candidate will be responsible for implementing and enforcing document control procedures, ensuring consistency and compliance throughout the organization.The ideal candidate will...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Abu Dhabi Insurance Brokers LLC Full time

    We are looking for a highly skilled Audit Compliance Officer to join our team at Abu Dhabi Insurance Brokers LLC. As an Audit Compliance Officer, you will play a crucial role in ensuring that our organization adheres to regulatory requirements and industry standards.Main Responsibilities:Develop and implement an annual audit plan that aligns with industry...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates NMC Royal Khalifa City Full time

    About the RoleWe are seeking an experienced Compliance Officer Cybersecurity to join our team at NMC Royal Khalifa City. As a key member of our cybersecurity department, you will be responsible for leading day-to-day compliance audits/assessments, governance, and risk management functions.Responsibilities Include:• Continuously validate the organization...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Khalifa University Full time

    Biosafety Compliance OfficerWe are seeking a highly motivated Biosafety Compliance Officer to join our team at Khalifa University. As a key member of the Environmental Health and Safety Department, you will be responsible for ensuring compliance with national and international regulations governing biomedical research. Your expertise in developing and...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates AECOM Full time

    Training and DevelopmentThe Safety and Compliance Officer will organize and deliver safety training programs for employees at all levels, ensuring they understand company safety protocols, emergency procedures, and how to handle hazardous materials or dangerous equipment.They will also provide training on topics such as ergonomics, first aid, mental health...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Al Wedad Electromechanical LLC Full time

    Job RequirementsWe require a highly skilled International Compliance Officer to join our team at Al Wedad Electromechanical LLC. The ideal candidate will possess strong integrity, legal and regulatory knowledge, analytical skills, interpersonal & communication skills, discretion and confidentiality, attention to detail, ability to multi-task, MS PowerPoint...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates NMC Royal Khalifa City Full time

    Job Description:We are looking for a skilled Coding Compliance Officer to join our team at NMC Royal Khalifa City. The successful candidate will be responsible for ensuring that all coding activities are carried out in accordance with established guidelines and regulations.Key Responsibilities:Coding Compliance: Ensure that all coding activities comply with...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates King Deux Search & Consulting Full time

    King Deux Search & Consulting is a specialised executive search firm which offers bespoke talent solutions across financial services and commerce. We are committed to not only finding the right opportunity for our candidates but also leaving a legacy that lives on beyond the hiring process. Follow us at for updates on the exceptional clients we represent....


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Metahunt Full time

    HR and Administrative RoleWe are looking for an experienced Operations and Compliance Officer to join our team at Metahunt. This role will involve overseeing daily HR and administrative operations, ensuring compliance with UAE labor laws and maintaining a smooth workflow.The ideal candidate will have experience in the shipping or logistics sector, be...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Al Khayyat Investments (AKI) Full time

    About the JobWe are looking for a skilled Customer Service Representative to join our team at Al Khayyat Investments (AKI). As a key member of our organization, you will be responsible for ensuring effective communication and compliance with regulatory requirements.Key Responsibilities:Analyze and interpret data from picture reports to identify trends,...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates ESCO Energy Services Full time

    We are seeking a QHSE Compliance Officer to join our team and play a key role in ensuring that our operations are conducted in a safe, healthy, and environmentally responsible manner.About the Role:The successful candidate will be responsible for conducting audits and assessments to ensure compliance with regulatory requirementsThe ideal candidate will have...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates NMC Royal Khalifa City Full time

    Overview:NMC Royal Khalifa City is committed to delivering high-quality patient care and services. We are seeking a highly skilled Regulatory Compliance Officer to join our team.About the Role:In this critical role, you will be responsible for ensuring that our hospital complies with all relevant laws and regulations. This includes developing and...