Risk Management Compliance Analyst

4 weeks ago


Dubai, Dubai, United Arab Emirates Dicetek LLC Full time

Position Overview
As a Risk Management Compliance Analyst at Dicetek LLC, you will play a pivotal role in ensuring adherence to regulatory standards and mitigating risks associated with high-risk accounts.

Key Responsibilities
Your primary responsibilities will include:

  • Conducting thorough pre-onboarding assessments of high-risk accounts referred by various business units.
  • Performing enhanced due diligence and customer screening to safeguard against compliance and sanctions-related risks.
  • Executing Customer Due Diligence (CDD) for both existing and new clients, focusing on risk management and investment perspectives.

Job Functions
In this role, you will also be tasked with:

  • Reviewing operational workflows related to account delisting and supporting business units in obtaining necessary approvals.
  • Managing retention cases and special projects to enhance compliance processes.
  • Assisting in the preparation and evaluation of Politically Exposed Persons (PEP) onboarding and annual review documentation.
  • Collaborating with various business units to facilitate clearance processes for high-risk clients.
  • Supporting the High-Risk Account Opening Team in implementing operational controls and compliance measures.
  • Conducting quality assurance activities for KYC remediation efforts across business units.
  • Performing ongoing quality assessments for business-as-usual cases to ensure compliance standards are met.
  • Analyzing customer-related risks through comprehensive due diligence practices.
  • Assisting the High-Risk Account Opening Team in achieving satisfactory audit outcomes.
  • Ensuring that corrective actions are implemented to align with business objectives.
  • Participating in mandatory training sessions to stay updated on compliance regulations and best practices.

Join us at Dicetek LLC to contribute to a robust compliance framework that supports our commitment to risk management and regulatory adherence.



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