Supervision and Governance Expert

4 days ago


Abu Dhabi, Abu Dhabi, United Arab Emirates Abu Dhabi Global Market ADGM Full time

About This Role:

We are seeking an experienced Senior Manager Operations to join our team at Abu Dhabi Global Market (ADGM). As a key member of our Supervision department, you will play a vital role in ensuring the effective supervision and regulation of financial institutions operating within ADGM.

Your Key Responsibilities:

  • Assist in the execution and implementation of Supervision's strategic objectives and operational goals, including developing and enhancing the framework, policies, rules, and procedures governing the supervision of financial service providers.
  • Lead in the administration of rules, policies, and procedures governing the supervision of financial service providers, and engage with market participants and other stakeholders to keep up-to-date with market and industry developments.
  • Responsible for supervising financial institutions' compliance with relevant rules and regulations, and develop a risk-based supervisory plan using all relevant information and the FSRA Risk/Impact Assessment methodology.
  • Make appropriate use of supervisory tools, such as reviews, third-party reviews, information requests, etc., to ensure effective supervision and regulation of financial institutions.

Operational Responsibilities:

  • Complete the periodic risk assessment of firms, draft and execute the supervisory work plan, including planning and executing supervisory reviews, drafting, and communicating recommendations in liaison with the Director.
  • Conduct ongoing analysis of the prudential condition of financial institutions and their conduct of business, as well as financial crime prevention activities.
  • Take prompt action against deficiencies and non-compliances identified, and deliver additional tasks delegated from the Director, such as ad-hoc projects, spot reviews, investigations, etc.

What We Offer:

  • A competitive salary package that reflects your skills and experience.
  • Ongoing professional development opportunities, to help you grow and succeed in your career.
  • A dynamic and supportive work environment, where you can make a real difference.


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