Regulatory Compliance Specialist
5 days ago
This is an exciting opportunity to join our Commodities and Global Markets Business Compliance team as a Compliance Associate Director.
As part of the Compliance Division, this highly visible role supports primarily the Commodities business. Strong experience in Commodity markets within a financial services firm is essential.
Main Tasks:
- Provide regulatory advice and guidance on rules and internal policies to support the business with new products and services.
- Monitor activities including desk reviews and thematic reviews for compliance with requirements.
About the Team:
Our team works as an independent, centralized function, responsible for independent and objective review and challenge, oversight, monitoring, and reporting in relation to material risks.
Requirements:
- Strong experience in advising on regulatory advice and guidance on rules and internal policies.
- Experience in preparing and delivering Compliance training materials.
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