Regulatory Compliance Specialist
1 week ago
Job Summary:
We are seeking a highly skilled Regulatory Compliance Specialist to join our team. The ideal candidate will have a strong background in wealth management/investments, compliance, KYC and AML experience with a financial institution.
Responsibilities:
- Develop, review and revise compliance policies, procedures and controls to ensure alignment with legislative and regulatory requirements.
- Conduct due diligence checks and ongoing AML reviews for existing clients and business partners.
- Oversight of AML/CFT and sanctions controls.
- Identification and mitigation of potential areas of AML compliance vulnerability and risks/gaps.
- Preparation of reports for senior management, auditors and external regulatory bodies.
- Stay current with all relevant regulatory changes and best practices.
- Provide ongoing support on compliance queries.
- Review marketing materials to ensure compliance with regulatory and scheme requirements.
Requirements:
- Minimum 5 years overall industry experience with 2 or more years of direct wealth management/investments, compliance, KYC and AML experience with a financial institution.
- Technical knowledge of applicable rules and regulations.
- Knowledge of KYC, KYB and KYT with hands-on experience on compliance software.
- Excellent English written and verbal communication, strong analytical, problem-solving and organization skills.
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