Senior Compliance Specialist

7 days ago


Abu Dhabi, Abu Dhabi, United Arab Emirates Abu Dhabi Global Market ADGM Full time
Job Title: Senior Specialist

Abu Dhabi Global Market ADGM is seeking a highly skilled Senior Specialist to join our team. As a key member of our supervision team, you will play a critical role in ensuring the compliance of firms with relevant rules and regulations.

Key Responsibilities:
  • Supervisory Oversight: Conduct periodic risk assessments of firms, draft and execute supervisory work plans, and communicate recommendations to stakeholders.
  • Compliance Analysis: Analyze the prudential condition of assigned institutions and their conduct of business, ensuring compliance with the Financial Crime Prevention framework.
  • Deficiency Management: Identify and address deficiencies and non-compliances, ensuring timely resolution and follow-up.
  • Stakeholder Engagement: Build relationships with regulated institutions and stakeholders, both internal and external to FSRA/ADGM.
  • Policy Implementation: Assist in implementing policies, rules, and processes, including documentation for assigned institutions.
  • Project Delivery: Participate in and deliver on projects allocated to the supervision team.

Requirements: To be successful in this role, you will need to have a strong understanding of regulatory requirements and a proven track record of compliance and supervision experience. Excellent communication and interpersonal skills are essential for building strong relationships with stakeholders.



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