Compliance Specialist

9 hours ago


Dubai, Dubai, United Arab Emirates Schroders Recruitment Full time
About Schroders

Schroders is a leading global asset management company with a rich history spanning over 200 years. Our mission is to provide innovative investment solutions to our clients, while maintaining the highest standards of governance and compliance.

Job Title: Compliance Specialist

We are seeking a highly skilled Compliance Specialist to join our team in Dubai. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.

Key Responsibilities:
  • Ensure compliance with all relevant regulatory requirements, including those set by the DFSA, UAE FIU, and other local authorities.
  • Conduct regular compliance and financial crime risk assessments to identify and mitigate potential issues.
  • Establish, provide, and maintain training programs to ensure awareness and understanding of regulatory obligations among staff.
  • Prepare and submit regulatory reports, including thematic reviews and surveys, and handle any regulatory inquiries or inspections.
  • Monitor and interpret regulatory changes, advising senior management on potential impacts and necessary actions.
  • Initiate, develop, maintain, and revise policies and procedures to prevent illegal, unethical, or improper conduct.
  • Review and approve marketing materials to ensure compliance with regulatory requirements.
  • Advise and assist the business on compliance matters, acting as a trusted advisor.
  • Liaise with overseas offices as necessary and support the delivery of Schroders' policies and procedures.
  • Act as the data owner for the local Compliance department in respect of all financial crime matters.
Requirements:
  • Typical educational requirement: Degree or equivalent.
  • Understanding of the UAE's regulatory requirements and submission of regulatory returns and reports to the DFSA and UAE FIU.
  • Ability to communicate, collaborate, and work independently with others in the organisation across functional and geographical boundaries.
What We Offer:

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced Compliance Specialist looking for a new challenge, please submit your application.


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