Regulatory Compliance Manager
2 weeks ago
We are seeking a highly skilled Regulatory Compliance Manager to join our Abu Dhabi Global Market (ADGM) team. As a key member of our Monitoring & Enforcement Division, you will play a vital role in ensuring compliance with ADGM's commercial legislation.
About the Role- You will be responsible for monitoring and enforcing ADGM's commercial legislation, including regulations and rules governing firm incorporation, registration, licensing, and operation.
- You will supervise ADGM registered auditors and insolvency practitioners, assessing and investigating suspected contraventions of ADGM commercial legislation.
- You will work closely with our Enforcement Section to develop and implement strategies to reduce contraventions and encourage compliance.
- Manage the effective delivery of our enforcement strategy, working closely with our Section Head, Enforcement.
- Lead investigative interviews and draft document requests to ensure all required information is gathered.
- Assist in managing relationships with external stakeholders, including regulatory authorities and other relevant parties.
- Monitor and improve internal processes and procedures within our Monitoring & Enforcement Division.
- Work closely with our Legal & Policy team on civil and administrative proceedings.
- A Bachelor degree in a legal, financial, or business discipline.
- A minimum 6 years' postgraduate experience in law enforcement, forensic accounting, compliance, or financial regulation, with a focus on investigations and/or prosecutions.
- Strong analytical, problem-solving, and interpersonal skills, including management of direct reports.
- Able to make sound decisions based on good judgment, analysis, and documented evidence.
- Fully fluent in business English.
- An estimated salary of AED 180,000 per annum, reflecting your excellent skills and experience.
- The opportunity to work in a dynamic and growing financial hub, with a strong focus on regulatory compliance and enforcement.
- A collaborative and supportive team environment, with opportunities for professional development and growth.
Abu Dhabi Global Market (ADGM) is a leading international financial centre, offering a unique blend of traditional Islamic finance and conventional banking services. We are committed to providing a world-class regulatory environment, facilitating business growth and development in the region.
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