Compliance Officer, Private Banking Expert

5 days ago


Dubai, Dubai, United Arab Emirates TAAHEED Full time
Job Summary:

TAAHEED is currently working with a leading banking group to identify top talent in the industry. Our client is a prominent name in the financial services sector and is seeking a high-calibre professional to join their team.

About the Role:

We are looking for an experienced Compliance professional to support the Head of Compliance in ensuring that all activities within the Private Banking division are conducted in accordance with regulatory requirements.

The ideal candidate will have a strong understanding of compliance regulations and practices, as well as excellent analytical and communication skills.

  1. Decision Support: Assist the Head of Compliance in decision-making processes and provide input on compliance-related administration issues.
  2. Compliance Monitoring: Conduct desktop monitoring activities to ensure adherence to regulatory requirements.
  3. Quality Assurance: Upload quality assurance requirements for cases submitted by Relationship Managers.
  4. Regulatory Advice: Provide advice on implementing new or amended regulations and policies from regulators.
  5. Daily Transaction Monitoring: Monitor daily transactions and raise queries or reports on suspicious activity.
  6. Regulatory Requirements: Work closely with the Manager to ensure fulfillment of all regulatory requirements and adherence to standards set by the Central Bank of UAE.
  7. Weekly Compliance Bulletin: Prepare and issue a weekly summary of compliance bulletins.


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