Investment Oversight Specialist

4 weeks ago


Dubai, Dubai, United Arab Emirates Skill Farm Full time

Role Overview:
As an Investment Oversight Specialist, you will play a crucial role in ensuring the integrity and compliance of fund valuations and operational processes.

Key Responsibilities:

  • Conduct daily tolerance checks for Unit Trusts, ACS, and OEICs, ensuring adherence to benchmarks and comparative data within established timelines.
  • Identify potential areas for improvement in operational procedures, demonstrating a proactive and risk-aware approach to outsourcing arrangements.
  • Oversee operational controls within the Fund Oversight team, ensuring Third Party Administrators receive accurate data for fund valuation production and compliance with regulatory standards.
  • Respond promptly to inquiries from Third Party Administrators and internal stakeholders, ensuring accurate and timely completion of valuations.
  • Maintain strong operational relationships with internal teams and outsourced partners, ensuring all parties meet their regulatory obligations and responsibilities.
  • Analyze and communicate the causes of any breaches, proposing enhancements to existing processes to mitigate risks associated with outsourced products.
  • Challenge Third Party Administrators to pursue continuous improvement and prepare necessary reports for management committees.
  • Utilize a comprehensive understanding of financial markets and complex instruments to conduct daily valuations of Unit Trusts, ensuring the integrity of operations through rigorous controls.

Qualifications:
We are seeking candidates with:

  • In-depth knowledge of Unit Trusts, ACS, and OEICs, along with familiarity with other fund structures such as SICAV and UCITS.
  • Expertise in technical product oversight and guidance related to fund investments.
  • A solid understanding of regulatory standards governing pricing and valuations both in the UK and internationally.
  • Strong grasp of fund valuation components and supplier relationship management.
  • Relevant qualifications such as IOC Levels 1-3 are advantageous.
  • Extensive experience within the financial services industry.


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