Financial Compliance Expert
3 days ago
We are seeking a highly skilled Financial Compliance Expert to join our team at Leading Edge. The ideal candidate will have expertise in ensuring our firm's compliance with financial regulatory frameworks.
Key Responsibilities:
- Develop and implement effective compliance programs to meet local and international regulations
- Conduct regular risk assessments and audits to identify potential risks and areas for improvement
- Collaborate with internal teams to provide guidance on compliance procedures and regulatory updates
- Serve as the primary contact for compliance issues with regulatory authorities
Requirements:
- Bachelor's degree in Law, Finance, or related field (Masters preferred)
- Minimum 2+ years of experience in compliance management within the financial services industry, ideally in brokerage or insurance sectors
- In-depth knowledge of financial regulations and global regulatory requirements
- Strong understanding of AML, KYC, and data protection standards
- Certified compliance professional (CAMS, ICA, or equivalent) is a MUST
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