Compliance Officer Dfs and Fsra Approved

KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible to everyone (even to users with no prior experience or knowledge). We have over 33 million users worldwide, and our platform is...

eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible to everyone (even to users with no prior experience or knowledge). We have over 33 million users worldwide, and our platform is...

**ABOUT GQG PARTNERS** GQG Partners is an investment boutique which is a wholly owned subsidiary of a majority employee-owned company listed on the Australian Securities Exchange (ASX: GQG). The firm manages global and emerging market equities for institutions, advisors, and individuals worldwide. The company is headquartered in Ft. Lauderdale FL, with...

KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

We at Findoc Capital Limited (registered under ADGM) are looking to recruit a Compliance Officer to be a part of the collaborative Compliance Team who are passionate about GRC (Governance, Risk and Compliance) and maintain a compliance focused culture across FCL’s operations and business. You will primarily be involved in the delivery of the core...

Our client is a Digital Asset Wealth Management platform regulated by FSRA and based in Abu Dhabi is seeking a skilled Compliance Officer / Money Laundering Reporting Officer to lead the full-scale development of the function. The platform is designed for traditional finance professionals and investors to easily gain exposure to the emerging Digital Assets...

Compliance Executive Location: Abu Dhabi, United Arab Emirates Date Posted: Apr 5, 2023 **Description** The successful applicant will be part of the Apex Compliance Solutions service offering and performing and providing Compliance, AML, regulatory risk services to regulated entities across ADGM and DFSA, with scope for exposure to other international...

Compliance Executive Location: Abu Dhabi, United Arab Emirates Date Posted: Jul 3, 2023 **Description** The successful applicant will be part of the Apex Compliance Solutions service offering and performing and providing Compliance, AML, regulatory risk services to regulated entities across ADGM and DFSA, with scope for exposure to other international...

Compliance Executive Location: Abu Dhabi, United Arab Emirates Date Posted: Apr 12, 2023 **Description** The successful applicant will be part of the Apex Compliance Solutions service offering and performing and providing Compliance, AML, regulatory risk services to regulated entities across ADGM and DFSA, with scope for exposure to other international...

Location: Abu Dhabi, United Arab Emirates Date Posted: Apr 5, 2023 **Description** The successful applicant will be part of the Apex Compliance Solutions service offering and performing and providing Compliance, AML, regulatory risk services to regulated entities across ADGM and DFSA, with scope for exposure to other international jurisdictions as part of...

Location: Abu Dhabi, United Arab Emirates Date Posted: Apr 12, 2023 **Description** The successful applicant will be part of the Apex Compliance Solutions service offering and performing and providing Compliance, AML, regulatory risk services to regulated entities across ADGM and DFSA, with scope for exposure to other international jurisdictions as part of...

The successful applicant will be part of the Apex Compliance Solutions service offering and performing and providing Compliance, AML, regulatory risk services to regulated entities across ADGM and DFSA, with scope for exposure to other international jurisdictions as part of the wider global compliance servicing. The role of the Compliance & Money Laundering...

**Visual Merchandising** Develop and translate merchandise, brand and stores visual display strategies within advised timelines Develop new and exciting merchandising stores and lifestyle for approval by Operations Support Manager Assistant General Manager Organize and plan job schedules so as to meet deadlines in the most efficient manner Ensure timely...

Compliance Manager/MLRO   Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA.   This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money...

Compliance Manager/MLRO Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA. This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money laundering (AML) and all...

Compliance Manager/MLRO   Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA.   This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money...

Compliance Manager/MLRO Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA. This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money laundering (AML) and all...

eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible to everyone (even to users with no prior experience or knowledge). We have over 33 million users worldwide, and our platform is...

**JOB DESCRIPTION** Our culture in Risk Management is all about thinking outside the box, challenging the status quo, and striving to be best-in-class. We also take great pride in on our commitment to operating with integrity and discipline in all that we do. If you are a team player, are solutions-oriented and have an appetite for learning, you’ll be a...