Senior Compliance Manager

3 weeks ago

abu dhabi, United Arab Emirates eToro (Europe) Ltd. Full time
eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible to everyone (even to users with no prior experience or knowledge). We have over 33 million users worldwide, and our platform is available in over 140 countries around the world.With over 1500 employees worldwide, We have locations in the US, Cyprus, UK, Australia, Germany, and Israel, and we are constantly growing and expanding into new markets.We are constantly growing and are excited to share that we are looking for a Senior Compliance Manager to join our teamWe're looking for a Senior Compliance Manager who will actively contribute to our compliance leadershipand will hold an FSRA Approved Person position, responsible for managing the regulatory risks and framework for the entity.The Senior Compliance Manager serves as the main point of contact of the firm with the regulators, law enforcement and other competent bodies and authorities and advises the staff, SEO and the Board on relevant regulatory and internal compliance policy matters. This position is critical for the continued success of our experienced and agile global Compliance Team.What you'll be doing:This role requires a self-starter who will own the localization of Group policies and procedures to ensure they are in-line with ADGM regulations. To define, design and implement an appropriate compliance monitoring program, working with Group resources to ensure local requirements are met. It is also essential to have a business focus to help develop our products and services within the UAE, and the broader GCC region, to support business growth.As the Senior Compliance Manager, you will take responsibility for:Design and implementation of the compliance monitoring plan, performing monitoring, surveillance and subsequent reviewsProvide support and guidance to staff on regulatory, policy and procedural issues and applicationAssist with client enquiries and requests for informationIdentify, log and resolve compliance issues, client complaints and policy and regulatory breachesReview and update Compliance policies and procedures in line with regulatory changesEnsure timely completion and filing of regulatory and AML reports with the regulatorProvide the SEO, Board and Group Senior Management with compliance management information, ensure their full awareness of all salient matters and to advise on regulatory implications of future business strategiesStay up to date with regulatory developments both locally and internationally - focused on FSRA’s policy updates, guidance from the Central Bank of the UAE, and international best practicesProvide support to the company’s MLRO, by assisting with the review and implementation of AML/CTF policies and monitoring the Know Your Customer (KYC) and EDD review processTake up the position of Deputy MLRO, familiar with all the companies relevant processes and systems to ensure seamless coverage when cover is requiredDevelop and maintain a positive and constructive relationship with the Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAEProvide compliance training to staffPromote a culture of compliance among all team members and business processes requirements Have a proven track record of working in financial services;Experienced in building working relationships with Regulators, with direct experience working with FSRA regulated firms an advantage;Able to advise Group colleagues on complex regulatory issues;Experienced in successfully managing multiple projects at the same time;Able to work to short timelines in a fast-paced environment;Have excellent communication and presentation skills;
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