Chief Compliance Officer
7 months ago
Mayfair Partners is exclusively working with a DFSA regulated investment management firm and assisting them in recruiting their new Chief Compliance Officer / MLRO.
Our client is a CAT 3A licensed with expertise and a client portfolio across Trading, Prime Brokerage, Fund Platforms and Asset Management.
Key Requirements
- Understanding of the DFSA policies and guidelines with strong exposure and experience within a CAT 3A licensed entity.
- Experience in dealing with professional UHNW clients as well as Institutional clients.
- Experience in dealing with the regulator directly with enhanced risk assessment expertise.
- DFSA experienced is highly preferred, alternatively exposure within ADGM & FCA could be a plus.
- Arabic speaker preferred.
- A problem solver, proactive and passionate individual.
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