Legal Consultant/compliance Officer

6 days ago


Al Quoz, United Arab Emirates JioMarkets Commercial Brokers LLC Full time

**About Us**:
Jio Markets is a leading provider of innovative trading solutions in the financial services industry, specializing in CFD and Forex trading. We are committed to delivering cutting-edge technology and tailored services that meet the diverse needs of institutional clients, including hedge funds, asset managers, banks, and other financial institutions.

**Overview**:
**Key Responsibilities**:

- Create, implement, and ensure the adherence to the company’s internal Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) policies, in line with local and international regulations.
- Draft, review, and finalize sale and purchase agreements, ensuring compliance with applicable laws and aligning with the company’s strategic interests.
- Draft, review, and negotiate contracts and various legal documents required for the company, including service contracts, employment agreements, and partnership arrangements.
- Prepare and manage Know Your Customer (KYC) documentation to ensure the company meets all regulatory requirements during the client onboarding process.
- Design and manage a robust compliance program to ensure the organization adheres to the country’s legal and regulatory requirements, with continuous updates to meet evolving standards.
- Regularly report to senior management on the company’s compliance status, identifying potential risks and providing recommendations for improvements.
- Identify instances of noncompliance, take immediate corrective action, and create effective plans to address and resolve compliance gaps.
- Perform periodic audits to assess compliance risks and weaknesses, reporting findings and recommending improvements to mitigate risk.
- Ensure all employees understand their legal and compliance responsibilities, developing and delivering training programs as necessary to promote awareness and adherence to internal and external regulations.
- Represent the company at webinars and regulatory events conducted by UAE government authorities, staying informed on changes in legal and regulatory requirements.
- Advise management on a wide range of legal matters, including corporate governance, contracts, intellectual property, employment law, and dispute resolution.
- Represent the organization in legal proceedings such as litigation, arbitration, or mediation as required, and handle any legal disputes to protect the company’s interests.
- Continuously track and analyze changes in relevant laws, regulations, and industry standards, assessing their impact on the company’s operations and compliance obligations.
- Develop and implement legal strategies to minimize business and regulatory risks, ensuring that the company remains compliant while safeguarding its interests.
- Foster positive relationships with regulatory bodies, legal authorities, and industry stakeholders, ensuring effective communication and resolution of compliance-related issues.

**Skills**:

- Strong understanding of legal terminology and regulatory frameworks.
- Excellent written and verbal communication skills.
- Detail-oriented with strong analytical and problem-solving abilities.
- Ability to work independently, prioritize tasks, and manage multiple projects.
- Strong interpersonal skills and the ability to collaborate with cross-functional teams.
- High level of integrity, professionalism, and discretion.

**Qualifications**:
Educational Background:

- Bachelor's degree in Business, Finance, Law, or a related field.
- Additional certifications in AML and compliance, such as Certified Anti-Money Laundering Specialist (CAMS), are highly desirable.

**License/Certification**:
Certified Anti-Money Laundering Specialist (CAMS) (preferred)

**Job Type**: Full-time, Permanent

**Pay**: AED 3,000 to 5,000 per month

**Job Types**: Full-time, Permanent


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