Junior Compliance Officer
2 weeks ago
We are looking for a Junior Compliance Officer to join our corporate service department in Dubai. This will be a standalone role, where in you will be affecting change and owning the strategy for compliance, risk, and ethics.
**You will be responsible to**:
Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages daily operation of the Program.
Analyze the customers data by performing the negative news search from the search engines and all the available data sources like Word-check, GO-AML, Google and blacklist search to avoid risk to the company
KYC - Client Due Diligence for onboarding new clients and rectification of existing clients as per the guidelines.
Respond to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures. Develop and oversees a system for uniform handling of such violations.
Identifie potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.
- Hold a bachelor’s degree, preferably with a professional compliance qualification
- Have minimum 4 years of experience working in Compliance across various regions
- AML/ KYC certified with word-check knowledge preferred
- Possess excellent accuracy and attention to detail
**Job Types**: Full-time, Permanent
**Salary**: Up to AED5,000.00 per month
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