Fund Compliance Associate
5 months ago
Fund Compliance Associate -Dubai
20,000 AED- 25,000 AED per month
WILL RELOCATE CANDIDATES - MUST HAVE FUND MANAGEMENT EXPERIENCE
I have partnered with a company in Dubai who is seeking a Fund Compliance Associate to join their compliance team. It is essential you have experience working for a Fund Manager or have experience dealing with Fund Managers ideally in the Alternative Investments Space/ Asset Management or Financial Services
This role is to ensure Fund Managers understand the compliance relating to the marketing of their funds across the GCC.
Duties Include:
- Maintain up-to-date knowledge of relevant regulations and laws in order to effectively manage compliance risks relating to the marketing of alternative funds and other financial products to potential investors.
- Liaise with clients to obtain required documentation for registration of funds with local regulators and coordinate submission of documents to or via local affiliate companies.
- Be the point of contact for client’s compliance queries as they relate to the requirements of marketing funds and other financial products.
- Review of marketing materials in line with regulatory requirements
- Review of potential investor classification documentation.
- Provide training to investor relations employees and respond to internal queries regarding company policies and procedures as they relate to compliant marketing of alternative funds and financial products.
- Assist in responding to requests from external parties on regulatory and compliance matters.
- Due diligence and KYC analysis of potential clients to be onboarded to the company.
- Assisting with review of client funds materials, performing conflicts analysis and summarising terms for internal records.
- Maintaining and/or monitoring relevant trackers to report on progress to Head of Compliance.
- Overseeing and training junior team members (this role will lead to team management).
YOU ARE
To be successful in this role you must have experience working in Fund Administration - registering funds and working with fund managers.
**REQUIREMENTS**:
- 2+ years of experience in asset management, fund administration or similar experience in the financial services industry
- Prior experience of interaction with Global Fund Managers
- Understanding typical investment strategies of private equity, real estate, private debt, infrastructure and venture capital funds
- Understanding investment strategies such as Private Equity/ Real Estate/ Private Debt/ Venture Capital Funds
- Good knowledge of alternative investment funds and familiarity with fund documentation
- Degree educated
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