Compliance ManagerMLRO Officer

• Develop and maintain control systems to prevent or deal with violations of legal and regulatory guidelines and internal policies• Evaluate the efficiency of controls and internal policies and improve them continuously• Manage KYC on boarding for new and pre-exiting customer (KYC Refresh) by reviewing client documentation, vendor databases, and data...

• Develop and maintain control systems to prevent or deal with violations of legal and regulatory guidelines and internal policies• Evaluate the efficiency of controls and internal policies and improve them continuously• Manage KYC on boarding for new and pre-exiting customer (KYC Refresh) by reviewing client documentation, vendor databases, and data...

As the Compliance Officer, you will take responsibility for:• Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures• Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews• Support the Know Your Customer (KYC) and EDD review process• Provide support...

About the Role A Compliance Officer is responsible for implementing compliance with internal regulations, recommending improvements to our internal control structure, managing & Audit Internal SOPs development, and ensuring compliance with legal and governmental requlations. **Responsibilities**: - Implement and review the company's compliance program. -...

crew to correct the findings in time to prevent deficiencies on board as outcome of port state checks and audits. Extra compliance check when audits are planned, full vessel crew checks. Check the seafarer profile after updating the compliance gaps, done by agency or compliance and/or crewing officer. Random compliance checks are conducted per rank, vessel,...

crew to correct the findings in time to prevent deficiencies on board as outcome of port state checks and audits. Extra compliance check when audits are planned, full vessel crew checks. Check the seafarer profile after updating the compliance gaps, done by agency or compliance and/or crewing officer. Random compliance checks are conducted per rank,...

crew to correct the findings in time toprevent deficiencies on board as outcome of port state checks andaudits. Extra compliance check when audits areplanned, full vessel crew checks. Check theseafarer profile after updating the compliance gaps, done by agencyor compliance and/or crewing officer. Randomcompliance checks are conducted per rank, vessel, or...

As the Compliance Officer, you will take responsibility for:• Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures• Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews• Support the Know Your Customer (KYC) and EDD review process• Provide support...

Position : Veterinary Compliance Officer Job Location : Abu Dhabi Job Requirements: 1) Bachelor Degree in Veterinary Medicine 2) Should be registered with MOCCAE **Job Description**: 1)To ensure the compliance of Wellpharma to MOCCAE rules & regulations 2) To ensure the quality of medicine as per MOCCAE guidelines. 3) Prepare & implement the SOPs for...

**Job Position**: Compliance Officer AML & FATCA/CRS: **Responsibilities**: - Be responsible for establishing/reviewing the written policies and procedures regarding the AML/CFT& FATCA/CRS, customer acceptance policies, the measures to control money laundering risk including guideline on the customer due diligence in accordance with the Anti-Money...

KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

Our client is a Digital Asset Wealth Management platform regulated by FSRA and based in Abu Dhabi is seeking a skilled Compliance Officer / Money Laundering Reporting Officer to lead the full-scale development of the function. The platform is designed for traditional finance professionals and investors to easily gain exposure to the emerging Digital Assets...

KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

KEY RESPONSIBILITIES• Participating in aspects of new account onboarding, from the review of investment guidelines to the coding of investment rules into the firm s compliance module• Day to day guideline monitoring, including the approval of pre trade alerts• Generating and interpreting the firm s post trade compliance report• Completing client...

The Role Introduction: Join our dynamic team in Abu Dhabi! We're seeking a skilled Chief Legal and Compliance Officer to oversee legal and regulatory affairs for our esteemed investment client. Ensure adherence to UAE laws and standards while driving strategic initiatives for sustainable growth. Job Description: - Lead legal and compliance efforts, ensuring...

The job posting is outdated and position may be filledImplement and manage an effective legal compliance program.Develop and review company policies.Advise management on the company’s compliance with laws and regulations through detailed reports.Create and manage effective action plans in response to audit discoveries and compliance violations.Regularly...

crew to correct the findings in time to prevent deficiencies on board as outcome of port state checks and audits.Extra compliance check when audits are planned, full vessel crew checks.Check the seafarer profile after updating the compliance gaps, done by agency or compliance and/or crewing officer.Random compliance checks are conducted per rank, vessel, or...

Responsibilities: - Detail knowledge of compliance function, verticals and relevant regulations - Experienced in developing comprehensive compliance policies and procedures tailored to the organization - Development, maintenance and enhancement of compliance policies and procedures based on the relevant laws, regulations, guidelines, data gathering, risk...

Compliance Officer and MLRO (Arabic speaker) **Description** **Compliance Officer and MLRO (Arabic speaker)** **Role Location**:Abu Dhabi **Employment Type**:Permanent **Reporting line**:Reports into the Regional Compliance Officer - Middle East **Role and Responsibilities include**: Setting, establishing and monitoring adherence to processes, policies...

Compliance Officer and MLRO Arabic speaker Compliance Officer and MLRO Arabic speaker Responsibilities:Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;Review of compliance and internal control operations and ensuring that they...