Director- Product Governance

3 weeks ago


Abu Dhabi, Abu Dhabi, United Arab Emirates bankfab Full time
  • Division: Personal, Wealth & Business Banking
Company Description

Join the UAE's largest bank and one of the world's largest and safest financial institutions. Our focus is to create value for our employees, customers, shareholders and communities to grow through differentiation, agility and innovation. We are looking for top talent and your success is our success. Accelerate your growth as you help us reach our goals and advance your career. Be ready to make your mark a top company, in an exciting & dynamic industry.

Job Description
  • Support, establish, manage and monitor governance aspects of Investment Products and Solution.
  • Ensure investment policies and processes are aligned with governance frameworks and relevant regulations.
  • Manage affairs of various investment committees.
  • Develop and manage governance dashboard for the investment solutions department.
  • Conduct due diligence of fund/investments products performance on a regular or ad-hoc basis.
  • Assist in completing due diligence questionnaires of third party service providers.
  • Lead in the areas of Regulatory Governance, Risk and Compliance and ensure risk is identified, controlled, and managed for GPB.
  • Work closely with local and international stakeholders to implement best practices, maintain a strong control environment, and proactively identify and resolve any issues.

Key Accountabilities:

  • Monitor and assess investment processes to ensure compliance with FAB policies and regulations.
  • Support the development of governance strategies and reporting mechanisms based on investment-related processes and regulations.
  • Conduct risk assessments related to governance aspects of investment products, product programs, SOP, regulatory reporting, etc.
  • Assist in creating and maintaining Risk Control Self-Assessment plans on a year-on-year basis and manage closure of the process in a timely manner.
  • Monitor changes in financial regulations and governance standards affecting investment activities and suggest changes to the policy and processes impacting investment product activities.
  • Ensure compliance with relevant laws, regulations, industry standards, and reporting requirements.
  • Collaborate with legal and various compliance teams in FAB (PB compliance and Regulatory compliance teams, etc.) to align investments with governance regulations.
  • Facilitate communication between investment teams, senior management, and stakeholders on governance issues.
  • Prepare and present reports, analysis, and recommendations on governance compliance and investment performance.
  • Maintain relationships with external regulatory bodies, auditors, and other stakeholders to ensure adherence to governance practices.
  • Provide training and guidance to investment staff on governance policies and best practices.
  • Continuously educate the investment team on emerging trends and regulatory changes in governance.
  • Collaborate with management and investment teams to integrate governance factors into strategic investment planning.
  • Responsible for keeping investment solution policy and process documents up to date.
  • Remain the point of contact for the product team during internal and compliance audits, further manage the resolution of audit points in a timely manner.
  • Secretary of Investment Products Steering Committee and Investment Committee. This role includes keeping TORs updated and current, scheduling committee meetings, preparing and circulating meeting agendas and minutes, and tracking action items.
  • Conduct quarterly product exposure meetings, prepare minutes of the meetings, and circulate them to management.
  • Lead the Investment Products & Solutions policy framework and procedures.
  • Prepare and circulate MIS to Products and Service Management.
  • Prepare regulatory filings (applications, supporting documents, etc.).
  • Review new regulations and implementation for EPB.
  • Ensure regulatory licenses renewal and requirements are met, including the accreditation of professional staff and raise issues/provide feedback on draft regulations.
  • Lead the Client Investment Suitability Questionnaire, product risk rating policies, and relevant governance (including development and management) and annual reviews.
  • Develop and manage the policy framework on Complex and Non-Complex products in line with regulatory guidelines.
Qualifications
  • At least 10 to 15 years' experience in the field of governance linked to investments, asset management, and/or investment banking, regulatory reporting.
  • Bachelor's degree in Business, Finance, Economics, or an industry qualification (such as Banking).
  • Professional qualification such as FRM/CFA/ACA/ACCA over and above Bachelor's is a must.
  • In-depth experience of investment product development, life-cycle management, broader investment management business, fund structures, and investment processes and regulations.
  • Appreciation of deadlines, attention to detail, and delivery driven.
  • Team player with a positive disposition who works extremely well with colleagues, engaging peers and superiors as well as clients as appropriate.
  • Problem-solving attitude.
  • Ability to operate independently, manage, and deliver results.
  • Possess excellent communication skills (verbal and written).
#J-18808-Ljbffr

  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    About the RoleWe are looking for a highly experienced Director of Investment Product Governance to oversee the governance aspects of our investment products and solutions. As a key member of our team, you will be responsible for developing and implementing effective governance frameworks, ensuring compliance with regulatory requirements.In this role, you...

  • Senior Director

    2 weeks ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    About the PositionWe are seeking a highly experienced Senior Director - Investment Product Governance to join our team and lead the governance aspects of our investment products and solutions.In this role, you will be responsible for developing and implementing effective governance frameworks, ensuring compliance with regulatory requirements, and maintaining...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Support establish manage and monitor governance aspects of Investment Products and Solution Ensure investment policies and processes are aligned with governance frameworks and relevant regulations Manage affairs of various investment committees Develop and manage governance dashboard for the investment solutions department Due diligence of fund / investments...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Support establish manage and monitor governance aspects of Investment Products and SolutionEnsure investment policies and processes are aligned with governance frameworks and relevant regulationsManage affairs of various investment committeesDevelop and manage governance dashboard for the investment solutions departmentDue diligence of fund / investments...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Support establish manage and monitor governance aspects of Investment Products and SolutionEnsure investment policies and processes are aligned with governance frameworks and relevant regulationsManage affairs of various investment committeesDevelop and manage governance dashboard for the investment solutions departmentDue diligence of fund / investments...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank (FAB) Full time

    Division: Personal, Wealth & Business BankingCompany DescriptionJoin the UAE's largest bank and one of the world's largest and safest financial institutions. Our focus is to create value for our employees, customers, shareholders and communities to grow through differentiation, agility and innovation. We are looking for top talent and your success is our...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Company Description Join the UAE's largest bank and one of the world's largest and safest financial institutions. Our focus is to create value for our employees, customers, shareholders, and communities to grow through differentiation, agility, and innovation. We are looking for top talent and your success is our success. Accelerate your growth as you help...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Company DescriptionJoin the UAE's largest bank and one of the world's largest and safest financial institutions. Our focus is to create value for our employees, customers, shareholders, and communities to grow through differentiation, agility, and innovation. We are looking for top talent and your success is our success. Accelerate your growth as you help us...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank (FAB) Full time

    Division: Personal, Wealth & Business Banking Company Description Join the UAE's largest bank and one of the world's largest and safest financial institutions. Our focus is to create value for our employees, customers, shareholders and communities to grow through differentiation, agility and innovation. We are looking for top talent and your success is our...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Support establish manage andmonitor governance aspects of Investment Products andSolutionEnsure investment policies andprocesses are aligned with governance frameworks and relevantregulationsManage affairs of variousinvestment committeesDevelop and managegovernance dashboard for the investment solutionsdepartmentDue diligence of fund / investmentsproducts...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Emirates Investment Authority Full time

    The Emirates Investment Authority is a forward-thinking sovereign wealth fund that aims to drive economic growth and prosperity in the UAE through strategic investments and innovative governance practices. As an Economic Development Governance Director, you will be responsible for developing and implementing governance frameworks that support the EIA's...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Property Finder Full time

    Company Profile:Property Finder is the leading digital real estate platform in the Middle East and North Africa region.A UAE-born startup, Property Finder expanded its operations to Qatar, Bahrain, Saudi Arabia, Egypt and Turkey over the yearsThe company is one of the largest technology start-ups in the region and a recent Unicorn.Role Summary:The Director,...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Aldar Group Full time

    Job OverviewAldar Group seeks a seasoned professional to lead its data management efforts as Director of Data Strategy and Governance. As the head of this critical function, you will shape the company's data strategy and capabilities to unlock insights, optimize processes, and drive decision-making across the organization.Key responsibilities include...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Job SummaryThe First Abu Dhabi Bank is seeking a skilled Head of Investment Product Governance to lead the development and implementation of effective governance frameworks for investment products and solutions.In this critical role, you will be responsible for ensuring compliance with regulatory requirements, developing governance dashboards, and conducting...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Job OverviewThe First Abu Dhabi Bank is seeking a seasoned Investment Product Governance Expert to join its esteemed team. This high-profile role involves overseeing the governance aspects of investment products and solutions, ensuring alignment with regulatory frameworks and policies.This is an exceptional opportunity for a talented professional with a...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Ennismore Full time

    Mondrian is a way of travel. With its groundbreaking design and progressive programming, it is a "must" destination for locals or travellers. Mondrian Hotels can be found in the heart of the most exciting cultural scenes in the world. In every space, against every backdrop, at every event, new perspectives are illuminated. Mondrian embraces creativity with a...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Hyde Johannesburg Rosebank Full time

    Company DescriptionMondrian is a way of travel. With its groundbreaking design and progressive programming, it is a "must" destination for locals or travellers. Mondrian Hotels can be found in the heart of the most exciting cultural scenes in the world. In every space, against every backdrop, at every event, new perspectives are illuminated. Mondrian...

  • Production Director

    2 weeks ago


    Abu Dhabi, Abu Dhabi, United Arab Emirates AFRICAWORK Full time

    ????Expatriation to Madagascar On-Site PositionWe are recruiting for our client operating in the Oil and Gas sector in Madagascar, aProduction Director. This is anon-site positionwith anexpatriation contract.Missions:Strategic Planning and ExecutionDevelop and implement subsurface strategies for appraisal and development projects.Design work programs, plan...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Job DescriptionWe are looking for a highly skilled Financial Product Governance Expert to join our team at First Abu Dhabi Bank. In this role, you will lead in new product set up and maintenance, review product approval, product risk ratings, and manage valuation policy. You will also provide guidance and support to the team to enhance/build governance and...


  • Abu Dhabi, Abu Dhabi, United Arab Emirates Salesforce Full time

    To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts.Job CategoryGlobal AffairsJob DetailsAbout SalesforceWere Salesforce, the Customer Company, inspiring the future of business with AI+ Data +CRM. Leading with our core values, we help companies across every...