Senior Manager Operations
2 weeks ago
- Assist in the execution andimplementation of Supervision' strategic objectives andoperational goals..
- Assist in developing,enhancing and implementing the framework, policies, rules andprocedures for governing and supervising financialinstitutions.
- Assist and lead in theadministration of rules, policies and procedures governing thesupervision of financial serviceproviders.
- Pro-actively engage with ADGM,regional and international market participants and otherstakeholders to keep up to date with market and industrydevelopments
OperationalResponsibilities
- Responsible for supervising financialinstitutions' compliance with relevant rules andregulations and developing a risk-based supervisory plan, using allrelevant information and the FSRA Risk/Impact Assessmentmethodology.
- Make appropriate use ofsupervisory tools such as reviews, third parties reviews,information requests etc.
- Complete the periodicrisk assessment of firms, the drafting and execution of thesupervisory work plan, including the planning and executing ofsupervisory reviews and drafting and communication ofrecommendations, in liaison with theDirector.
- Conduct ongoing analysis ofprudential condition of financial institutions and their conduct ofbusiness as well as financial crime preventionactivities.
- Conduct periodic implementationcontrols/progress reports in areas where deficiencies have beenidentified.
- Build and manage relationships withsenior stakeholders among market participants and other relevantADGM staff.
- Responsible for taking promptaction against deficiencies and non-compliancesidentified.
- Deliver additional tasks that maybe delegated from the Director (e.g. ad-hoc projects, spot reviews,investigation, etc…).
- Adherence toall internal policies, procedures, standards andbehaviours.
- Assist in implementing policies,rules and processes, including appropriate documentation for allassigned institutions.
- Deliver additional tasksthat may be delegated from the SED / Executive Director / Director- Supervision.
- Liaise with other internalstakeholders such as Authorisation and/or other FSRA groups, asappropriate.
Administrative Operations,AdministrativeTasks,Installation and Operation
EmploymentType : Full-time
Department /Functional Area: Administration
Experience: years
Gender: Male
Vacancy: 1
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