Compliance Officer

3 weeks ago

Dubai, Dubai, United Arab Emirates BHFT Full time
  • Develop and implement electronictrading compliance policies and procedures to ensure adherence toregulatory requirements.
  • Monitor tradingactivities to ensure compliance with relevant regulations andinternal standards.
  • Collaborate with internalstakeholders to ensure that trading systems are designed andimplemented in a compliant manner.
  • Provideguidance and advice to trading business units and technology teamson compliancerelated matters.
  • Conductcompliance training for trading staff and management to foster aculture of compliance.
  • Perform risk assessmentsand implement controls to mitigate trading compliancerisks.
  • Investigate compliance issues andprovide recommendations for resolution maintaining thoroughdocumentation of findings.
  • Work closely withregulators and external auditors to ensure that trading activitiescomply with relevant rules andregulations.
  • Stay informed of changes inelectronic trading regulations and industry best practices ensuringthe organization adapts accordingly.
  • Prepareand submit compliance reports to senior management and regulatorybodies as required.
  • Support the ChiefCompliance Officer in executing the compliance strategy andinitiatives.

Qualifications:

  • Provenexperience in a compliance role within the financial servicessector or a related field with a focus on electronictrading.
  • Strong knowledge of regulatoryframeworks and compliance best practices related to electronictrading.
  • Excellent analytical skills with akeen eye for detail and the ability to assess complexsituations.
  • Proven ability to develop andimplement effective compliance programs andpolicies.
  • Strong communication skills capableof articulating complex regulatory concepts to diverseaudiences.
  • Proficiency in compliancerelatedsoftware and tools experience working with electronic tradingsystems and technology is amust

AdditionalInformation :

  • Bachelors degree in FinanceLaw Business Administration or a related field; advanced degree orprofessional certifications (e.g. CRCM CAMS) are aplus.
  • Experience with risk management andcompliance monitoring systems in the context of electronictrading.
  • Strong problemsolving skills and theability to work independently and as part of ateam.
  • A track record of successfully managingcompliance projects and initiatives.
  • Experiencein CFTC and Market Abuse Directive rules/regulations as well asalgo/HFT trading
  • Experience in tradesurveillance is a plus
  • Experience in developingand implementing compliance policies andprocedures.
  • Negotiation and interaction skillswith regulators and counterparties.
  • Ability toassess and monitor risks and implement managementstrategies.

RemoteWork :

Yes

EmploymentType :

Fulltime

Key Skills
ComplianceManagement,Risk Management,Financial Services,PCI,Banking,CostAccounting Standards,Quality Systems,Research Experience,NISTStandards,Securities Law,SOX,ISO 27000
Department / Functional Area: Operations
Experience: years
Vacancy: 1

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