Third Party Compliance Lead

What We Look For In You6+ years of experience in compliance within financial services, FinTech or cryptocurrency industries.Experience in third party risk management roles.Experience managing a team.Knowledge and understanding of financial services regulations, compliance, policies, process, and procedures.Proven leadership and project management skills to...

Compliance Lead & MLRO Jobs In Dubai | Lean TechnologiesAbout the jobAn exciting opportunity has arisen to join Lean in the Legal and Compliance team as Compliance Lead & MLRO to manage our compliance program and regulatory needs within the UAE. The Compliance Lead & MLRO will report directly to the General Counsel and SEO and will support our business...

As the Compliance Manager, you will play a pivotal role in supporting the General Counsel and driving the development of the Company's Compliance and Ethics Programme. This includes implementing a comprehensive anti-fraud programme and third-party risk management programme.Client DetailsGlobal logistics subsidiary of multi-billion dollar commodities trading...

As Compliance Analyst, you will be responsible for the verification of counterparties with whom the Company will deal in the future for any irregularity, including the review of Know Your Counterparty (KYC) documents and approval of counterparties in the system. The role also involves reviewing payments for third party and anti-fraud risk, as well as daily...

Partner with the Global transparency team to support the management of the company's transparency reporting program for PDx , including country, federal and state aggregate spend reporting and disclosure lawsPartner with Global compliance colleagues on key projects and share best practicesBe an active member of the PDx Legal and Compliance team and support...

To ensure regulatory compliance within all departments of our organization. Flexibility is important as you will work across time zones and cultures. Researching industry compliance regulations and policies. Monitoring and implementation of compliance policies, procedures, and program aspects Design and delivery of compliance learning curriculum, content and...

The job posting is outdated and position may be filled Lead the digesting and analysis of regulatory change and look for opportunities to influence the regulatory agenda. Provide effective and timely advice on complex compliance matters to the business, in conjunction with our legal teams, on how to manage and mitigate conduct and compliance risks within...

About Our Client Global logistics subsidiary of world leading multi-billion dollar trading company.Job DescriptionKYC approval of counterparties: To review and resolve KYC requests, including screening for any compliance riskOnline screening monitoring:Resolve names identifying positive, possible or false hits and determine its risk.Review third party...

About Our Client Global logistics subsidiary of multi-billion dollar commodities trading company.Job DescriptionDrive the implementation of a robust anti-fraud programme, including policies, procedures, and controls to mitigate fraud risks.Lead the third-party risk management programme, conducting due diligence on vendors, suppliers, and partners to ensure...

The RolePlay a key role in driving the implementation of risk management, compliance and governance standards & related initiatives according to the book of work and in line with the industry leading practices of the Financial Services or Fintech(s) and meeting the regulatory expectation Assist in the development of the Enterprise Risk Management strategy &...

The job posting is outdated and position may be filled Researching industry compliance regulations and policies.Evaluating internal operational and procedural compliance.Analyzing and updating existing compliance policies and related documentation.Communicating compliance policies and guidelines to Management and designated departments.Developing and...

The job posting is outdated and position may be filled Implement and manage an effective legal compliance program.Develop and review company policies.Advise management on the company's compliance with laws and regulations through detailed reports.Create and manage effective action plans in response to audit discoveries and compliance violations. Disclaimer:...

The job posting is outdated and position may be filledJob Alert You will be updated with latest job alerts via emailValid email field requiredSend jobsJob Alert You will be updated with latest job alerts via emailValid email field requiredSend jobsDevelop and implement company policies and regulations.Oversee all business operations relating to compliance...

Maintain up-to-date knowledge of relevant regulations and laws in order to effectively manage compliance risks relating to the marketing of alternative funds and other financial products to potential investors.Liaise with clients to obtain required documentation for registration of funds with local regulators and coordinate submission of documents to or via...

Manager - Information Security Risk and Compliance Manager - Information Security Risk and ComplianceImplement risk management processes and capability to enable continuous monitoring of control effectiveness and key risk indicators.Identify, assess, and prioritize security risks associated with the group's Information assets, systems, and services.Develop...

Reporting To The Compliance Director You WillLead research into the relevant local and international laws and regulations and to drive the implementation of internal policies and procedures.Review all ethics and compliance policies and procedures to ensure alignment with relevant laws and regulations.Establish and maintain a system and process to manage the...

Procurement Strategy and Compliance Manager Procurement Strategy and Compliance ManagerDevelop and establish global procurement policies.Drive continuous improvement and enhance implementation in category teams as well as regional teams outside of China.Identify and initiate optimisation opportunities throughout the whole procurement process, leading change...

Senior Specialist – Compliance & Regulatory Senior Specialist – Compliance & Regulatory The job posting is outdated and position may be filled Interviewing executives, managers, and employees to determine compliance-related priorities.Reviewing documentation, processes, and practices.Developing and enacting regulatory compliance strategies.Coordinating...

Proven experience working in a local Turkish Crypto Exchange under Turkish laws, regulations and requirements.Familiarity with Law No: 5549, 5337 Regulation on Precautionary Measures, and relevant compliance requirements.Chainalysis KYT (Know Your Transaction) (CKC) and Reactor (CRC) certificationExperience in regulatory audits conducted by MASAKFamiliarity...

Proven experience working in a local Turkish Crypto Exchange under Turkish laws, regulations and requirementsFamiliarity with Law No:5549, 5337 Regulation on Precautionary Measures, and relevant compliance requirements.Chainalysis KYT (Know Your Transaction) (CKC) and Reactor (CRC) certificationExperience in regulatory audits conducted by MASAKFamiliarity...