Fund Compliance Associate

1 week ago


Dubai, Dubai, United Arab Emirates Tiger Recruitment Full time

Maintain up-to-date knowledge of relevant regulations and laws in order to effectively manage compliance risks relating to the marketing of alternative funds and other financial products to potential investors.

Liaise with clients to obtain required documentation for registration of funds with local regulators and coordinate submission of documents to or via local affiliate companies.

Be the point of contact for client's compliance queries as they relate to the requirements of marketing funds and other financial products.

Review of marketing materials in line with regulatory requirementsReview of potential investor classification documentation.

Provide training to investor relations employees and respond to internal queries regarding company policies and procedures as they relate to compliant marketing of alternative funds and financial products.

Assist in responding to requests from external parties on regulatory and compliance matters.
Due diligence and KYC analysis of potential clients to be onboarded to the company.
Assisting with review of client funds materials, performing conflicts analysis and summarising terms for internal records.
Maintaining and/or monitoring relevant trackers to report on progress to Head of Compliance.

Overseeing and training junior team members (this role will lead to team management).YOU ARETo be successful in this role you must have experience working in Fund Administration – registering funds and working with fund managers.

Requirements2+ years of experience in asset management, fund administration or similar experience in the financial services industryPrior experience of interaction with Global Fund ManagersUnderstanding typical investment strategies of private equity, real estate, private debt, infrastructure and venture capital fundsUnderstanding investment strategies such as Private Equity/ Real Estate/ Private Debt/ Venture Capital FundsGood knowledge of alternative investment funds and familiarity with fund documentation Disclaimer:

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