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Executive Director- Governance Global Markets BusinessManagement
1 week ago
Key Accountabilities:
- Lead all Governance, Compliance projects on behalf of the business.
- Working with Operational risk partners implement and sustain governance protocols ensuring a robust risk framework and effective operational risk practices within GM that meet internal, risk and regulatory requirements.
- Manage Operational Risk tasks which include (Operational Risk Meetings, RCSAs, GM Operational Risk reviews. Resolution and management of all GM risk incidences, KRI management)
- Work with Compliance partners to ensure robust framework across the GM franchise. Key deliverables include EWRA's, GM Compliance reporting to Central bank, Compliance monitoring, training etc)
- Business lead on Governance side managing delivery of GM related SOP's, SLA's, Business and Dealing Manuals, Dealer Mandates etc.
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