Director of Risk and Compliance

4 months ago


Abu Dhabi, United Arab Emirates ALPHA DATA PROCESSING SERVICES LLC Full time

Job Description

1. Ethics& Compliance:

o Ensure the effectivenessof Alpha Data’s compliance program by designing,empowering, and overseeing its practical implementation andfunctioning.

o Develop,implement, and enforce comprehensive policies and controls,ensuring compliance with securities laws, publicly tradedcorporations regulations, governance standards, and global ethicalbusiness practices.

o Buildan initial risk profile for Alpha Data based on its currentbusiness practices and risk appetite, and lead compliancereviews/audits, risk assessments .

o Manage conflicts of interest, and gifts& entertainment disclosures made byemployees.



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