Senior Manager, Internal Audit Wealth Management

3 weeks ago


Dubai, United Arab Emirates Client of Tandem Search Full time
Job Title: Senior Manager, Internal Audit
Location: Dubai, UAE
The incumbent will support the Head of Internal Audit / Portfolio Lead in providing internal audit services across the Group and will be a subject matter expert for Private Bank, Wealth Management, and Asset Management business reviews. As a Senior Manager, he/she will be responsible for:
- Leading and conducting end-to-end reviews i.e., planning, execution, and finalization.
- Supervise and guide team members.
- Represent Internal Audit in critical bank projects and meetings, as required.
- Ensuring reviews are conducted professionally, objectively, and in compliance with The IIA standards.
- Staying abreast with changes in industry and regulatory landscapes relating to wealth management business.
- Professionally management of stakeholder relationships
Key Responsibilities:
•Financials: Internal Audit delivers cost-effective service to the group. Develop and deliver an audit service focused on control environment improvements that protect/enhance the group's financial position. The achievement department set KPIs as committed to BAC.
•Customer Service: Improve service delivery & customer experience. Give the best value-added audit service.
•Internal: Enhance the Quality Assurance process over audit files. Increase the efficiency or opportunity cost impact and take into consideration regulatory and internal control compliance. Drive efficiency and improve cost position.
•People - Increased Employee Engagement: Engagement score measured through SOUWTI (Employee Engagement Initiative).
Qualifications and Experience:
• Banking/Financial Services industry audit experience (10 years and above) in the areas of Wealth Management, Private Banking, and Asset Management.
• Good team player.
• Excellent analytical and problem-solving skills with the ability to identify and address corporate banking/credit risk-related audit issues.
• A good team player with excellent relationship management skills.
• A commitment to staying updated on industry trends, regulatory changes, and best practices for areas relating to credit risk/corporate banking business.
Education:
• A graduate degree.
• Recognized Professional Accounting Qualification.
• Certified Internal Auditor.
• Financial Risk Manager / Certified Financial Analysis.

Desired Candidate Profile
Education:
Bachelor of Commerce(Commerce)
Gender:
nm
Nationality:
Any Nationality


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