Senior Analyst – Compliance Assurance

1 month ago


abu dhabi, United Arab Emirates Halian Full time
We are currently engaged with a financial services company to recruit Senior Compliance Assurance analyst on a permanent basis. Ideal candidate will have the following experience:QUALIFICATIONS & COMPETENCIESMinimum 4 years of experience in Banking in Compliance, Branch or Operational Risk departmentsMinimum Qualifications bachelor’s degree in finance, Accounting, Commerce or Business AdministrationKnowledge and Skills: Microsoft OfficeSuite Knowledge of UAE Central Bank (UAECB)Securities and Commodities Authority regulations,Banking rules and regulations Knowledge of international Banking best practicesCompliance Assurance:Perform assurance review and testing of processes within Group Compliance in order to evaluate the effectiveness of key controls from a design and operating perspective Perform Conduct Assurance reviews to ensure high ethical standards of integrity, fair dealing, and best practices and delivery of fair customer outcomes and market integrity.Consumer Protection Assurance: Perform review on Consumer Protection, ensuring that all requirements are met and any identified gaps that require remediated with corrective actions are identified.Code of Conduct AssuranceAssist in the review the bank’s Code of Conduct to ensure they are well-designed and implemented to guide employees to make decisions that meet the highest standards of integrity, professionalism, and ethical behaviour.Policies, Processes, Systems and Procedures:Implement approved departmental policies, processes and procedures, and ensure employee adherence so that work is carried out to the required standard while delivering the required standards of service to customers and stakeholdersContinuous Improvement:Manage and motivate the team to ensure they contribute to, and participate in, the identification and implementation of change initiatives, programmes and projects in line with the Bank’s standards.
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