Regulatory Affairs Manager
Found in: Whatjobs AE C2 - 1 week ago
Role Purpose:
The Regulatory Affairs Manager is responsible for providing Regulatory Advisory to Business unit, management of Regulatory Affairs Unit framework and support in the day-to-day management of ADIB Ethical Conduct framework.
The Regulatory Affairs Manager shall also support in maintaining a positive relationship with regulatory authorities and to ensure proactive actions for identification and supporting implementation of relevant regulations impacting ADIB including those related to ethical conduct.
Key accountabilities / responsibilities
Policies and Procedures:
- Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures, and processes
- Ensure the continuous monitoring and update of Regulatory Affairs and Ethical Conduct Related policies by addressing regular update to Head of Regulatory Affairs on their renewal status and market/ regulatory evolution.
Regulatory Obligation Management and Advisory
- Provide regulatory advisory to the Business units with technical insights into the matters involving compliance with regulatory requirement on Retail, Corporate and Wholesale banking (application and approval of compliance policies, procedures, credit/product program, financial promotions, interpretation of relevant rules and regulations…)
- Conduct Gap Assessment review and Support in the quality review of the Regulatory Obligations Register
- Maintain comprehensive Regulatory Obligations Register of all regulations the Bank is exposed to across regulators and jurisdictions and monitor process for conduct regulatory gap assessments
- Assist Business, Control, and Enablement units in obtaining any compliance exception approvals (whenever required), track, and maintain records of decisions for the relevant units.
Regulatory Affairs
- Ensure timely dissemination and follow-up of the gap assessment pertaining to new regulatory Notices
- Support the maintenance of the Regulatory Affairs framework based on best practices and in line with local and international laws and regulations
- Track progress on queries/issues received from regulators and ensure appropriate and timely allocation to respective Business Units
- Support in the remediation of gaps identified in RCSA, internal/external audits, regulator’s supervisory audits related to Regulatory Affairs.
- Coordinate and finalize any ad-hoc gap assessment of the FATCA and CRS policies and procedures against updated regulatory requirement.
- Support timely submission of the FATCA and CRS reporting expected by CBUAE and SCA on a yearly basis.
Ethical Conduct Framework
- Support in the day-to-day management of the ethical policies framework that include Gift & Entertainment, Market Abuse and Insider Dealing, Personal Account Dealing, Chinese Wall, Outside Business Interest/Activity, Conflict of Interest (business inquiries, insider list update, registers update)
Reporting and monitoring:
- Support in the preparation of MIS reports for internal regulatory affairs reporting, in the inclusion of Management Committees
- Support the preparation and maintenance of ADIB regulatory returns/reporting register and monitor adherence to defined due dates
- Ensure the continuous monitoring of the Regulatory Reporting suite applicable to Regulatory Affairs and support their template design if not provided by regulatory authorities.
- Ensure reporting of material non-compliances/breaches in line with the prevailing policies on a timely manner
- Proactively report and escalate to the Head of Regulatory Affairs matters that can negatively impact the Group’s relationship with its local regulators or law enforcement agencies.
- Provide MI To Head of Regulatory Affairs on the implementation status of new regulations.
Staff Ethical Behaviour
- Demonstrate strong adherence to ADIB Conduct Risk Pillars and Code of Ethics in terms of transparency, integrity, confidentiality, respect and collaborative workplace
- Demonstrate strong adherence to ADIB ethical conduct framework in reporting any conflict-of-interest event or any witnessed behaviour which breaches code of ethic to the Human Resources
- Ensure to participate to the transparency and trust culture within the bank by reporting in good faith, any concerned, misconduct or Malpractice through the Whistleblowing framework
Skills and experiences required:
- Advanced Degree in Finance, Business, or any related subject.
- 8+ years of regulatory compliance experience and providing regulatory advisory to Business and Control Units
- 3+ years of Management of ethical conduct also desired
- Exemplary knowledge of Islamic Banking products
- Ability to be independent and perform innovative thinking to solve complex problems with no established precedence while balancing risk, speed, and accuracy.
- Exemplary knowledge of the UAE regulatory environment, regulatory structures, market conduct, market practice, and industry groups.
- Ability to quickly acquire knowledge of new regulations, rules and their impact on business.
- Ability to adopt a problem-solving approach and autonomous work on the dedicated task
- Strong interpersonal skills with the ability to communicate with impact, build healthy professional connections, influence outcomes, simplify complex topics into actionable recommendations for decision-making.
- Fluency in English (Arabic is also highly preferred)
-
Senior Regulatory Affairs Officer United Arab Emirates Posted on 12/25/2023 Trending
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates Abu Dhabi Islamic Bank PJSC Full timeROLE PURPOSE: The Senior Regulatory Affairs Officer is responsible for supporting Head of Regulatory Affairs in the implementation and compliance with all regulations impacting ADIB including those related to Business Conduct but also in providing guidance on all regulatory compliance related queries from ADIB Business and Support Units. The Senior...
-
Fintech Legislative Affairs and Regulatory Strategy, Senior Director Role
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates The MENA Catalysts, Inc. Full timeContext The MENA Catalysts is a government relations strategy firm for fintech and crypto multinationals. The firm is looking for a senior director of fintech legislative and regulatory affairs, for global clients, expanding in the Middle Eastern economies. The selected candidate will develop Web3 and fintech regulatory strategy proposals for elite clients;...
-
Manager, Financial
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates HSBC Full timeDescription: NCCR RWA reporting for PRA, DFSA and UAE Central Bank; Operational Risk reporting for PRA and DFSA; Other reporting requirements for PRA, DFSA and Financial Reporting; and Job Responsibilities: Meet RWA and other regulatory reporting requirements. Meet project delivery requirements in Stress Testing, STDF and AOP process for PRA, EBA, UAE CB...
-
Senior Licensing Engineer
Found in: beBee S AE - 4 weeks ago
United Arab Emirates Nawah Energy Company Full timePerform Licensing and Regulatory Affairs activities and tasks for the safe and reliable operation of the Barakah Nuclear Power Plant (BNPP) so that the Federal Authority for Nuclear Regulation (FANR) regulatory requirements are met and approvals obtained in a timely and efficient manner Licenses and Permits Maintenance Prepare and coordinate the...
-
Manager Business Regulatory Risk | HSBC Bank Jobs in UAE
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates HSBC Bank Full timeManager Business Regulatory Risk | HSBC Bank Jobs in UAE Description: We are currently seeking an ambitious individual to join our Wholesale NFR team, working together with colleagues to define, manage and achieve divisional business targets. Responsibilities: Defining and implementing healthy, robust governance frameworks across Wholesale Banking (WSB) in...
-
Admin Legal Affairs
Found in: beBee S AE - 4 weeks ago
United Arab Emirates Talabat Full timeWhat to expect: We are looking for an Admin Legal Affairs to join our growing team and support the legal admin. What's on the menu? (Duties & Responsibilities) Handling Regional E-Signature Documents by using the DocuSign System. Handling Regional archiving e-documents through Smartsheet for Commercial, Corporate, finance and 3PL...
-
Female Complex Manager | Office Of Student Affairs Student Residential Life Department
Found in: beBee S AE - 4 weeks ago
United Arab Emirates American University of Sharjah Full timeThe Female Complex Manager would be responsible for recruitment, training and selection for a new residential education operation, which includes RAs along with a full-time staff that sets the stage for more vibrant communities and will create a residential curriculum and living-learning communities like Sustainability and First-Year Experience....
-
Legal Manager Real Estate Investment Dubai
Found in: beBee S AE - 4 weeks ago
United Arab Emirates Michael Page Full timeAs a Legal Manager, you will play a crucial role in overseeing and managing legal affairs for the company. The ideal candidate should have a strong background as a legal consultant in reputable law firms, with specific experience in supporting legal matters for real estate developers, property management, and/or investment companies in the UAE.Client Details...
-
Public Sector
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates Dubai Dubizzel Full timeThis is a list of the newest Public Sector jobs in the United Arab Emirates. These are sportive jobs like Public Relation Officer, Ambassador, Town Clerk, Liaison Officer, Teacher, Government Director, Public Policy Leader, ... GOVERNMENT & PUBLIC SECTOR CONSULTANTS - UAE/Middle EastBeament Leslie Thomas Recruitment Consultancy - United Arab Emirates ...
-
Business Compliance Advisory Manager United Arab Emirates Posted on 10/31/2023 Trending
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates Abu Dhabi Islamic Bank PJSC Full timeRole: Business Compliance Advisory Manager Department: GCD Location: ADIB UAE ROLE PURPOSE: To provide...
-
Assistant Manager/ Administration Science Urgent Hiring
Found in: beBee S AE - 4 weeks ago
United Arab Emirates Petroplan Full timeJob Title AdminDescription We are looking to hire a focused Assistant Manager, Administration - Science to join our incredible team at in United Arab Emirates. Growing your career as a Full Time Assistant Manager, Administration - Science is a terrific opportunity to develop useful skills. If you are strong in project management, teamwork and have the...
-
(Senior) Strategy Manager
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates The MENA Catalysts, Inc. Full timeKey responsibilities Project Delivery, Government Outreach, Client development, B2B Marketing, Knowledge ManagementSummary Business Development: Proposal development; develop client presentations in Google slides;develop market entry strategy for high tech multinational client candidates Marketing: Content marketing, partnerships, and external affairs...
-
Branches Supervisor
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates Adsfare Full timeWe are F&B Company based in Dubai. The company has three kiosks specialize in desserts (waffles, pancakes and crepe) we looking for a dynamic branches supervisor with the following criteria's: •F&B experience for at least 3 years with a knowledge waffle and pancakes. •Valid UAE driving license. •Excellent presentation and communication skills. ...
-
Relationship Manager
Found in: beBee S AE - 4 weeks ago
United Arab Emirates Deutsche Bank Full time: The Lead Salesperson is responsible for meeting agreed sales and revenue targets. The Lead Salesperson will use detailed client / product knowledge, market knowledge and client relationships to generate sales opportunities and work to meet client satisfaction expectations. The Lead Salesperson will acquire and maintain deep knowledge about the allocated...
-
Risk Analyst
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates تابي Full timeRisk Analyst Department: Risk B2C Employment Type: Full Time Location: Remote Reporting To: Aleksey Balabay Description Risk Analysis and Mitigation: Conduct in-depth analysis of our credit and operational risk exposure. Develop and implement strategies to mitigate identified risks. Model Development: Create and refine predictive models for assessing...
-
Regional Finance Manager
Found in: beBee S AE - 4 weeks ago
United Arab Emirates Michael Page Full timeOur client is Global Professional Services firm - they are recruiting a Regional Finance Manager for their offices in Dubai.Client Details Our client, a MNC professional services firm operate globally. They are recruiting a Finance Manager to oversee their operations in the Middle East and to be based in their Dubai offices.Description Develop and manage...
-
Assistant Manager For Risk Analytics
Found in: beBee S AE - 4 weeks ago
United Arab Emirates eMagine Solutions Full timeAssistant Manager for Risk Analytics / Permanent / Dubai A fantastic opportunity to join our client is going through an exciting digital transformation across the whole company and are seeking to bring on a Assistant Manager for Risk Analytics role Role: Assistant Manager for Risk Analytics Location: Dubai Duration: Permanent To be considered for this role...
-
Contract Manager – Airports in UAE | Serco Careers
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates Serco Full timeContract Manager – Airports in UAE | Serco Careers Description: The role will be the senior Serco person on the contract and therefore responsible for all staff, and subcontractors, together with the financial and operational performance of the contract. This role is accountable for the overall contract management functions including but not limited to...
-
Assistant Manager Bank Administration
Found in: beBee S AE - 4 weeks ago
United Arab Emirates Al-Futtaim Full timeAssistant Manager - Bank Administration | Finance Shared Service Center | Corporate ServicesOverview of the role Ensuring that the following processes of Bank administration are carried in an efficient manner, post all DOA approvals, and compliance with Group policy, in order to deliver a superior business performance while at the same time ensuring that...
-
Senior Manager
Found in: Whatjobs AE C2 - 1 week ago
united arab emirates Michael Page International (UAE) Full timeWe have been made aware of a global phishing campaign where employees from companies are being impersonated. We are confident that no PageGroup system has been breached. Find out how to protect yourself One of the largest pharmaceutical manufacturers in the region About Our Client Our client is one of the largest pharmaceutical manufacturers in the Middle...