Deputy Compliance Officer
1 week ago
Harbour Wealth Management Ltd. – DIFC, Dubai
Harbour Wealth Management Ltd., a Category 3A Asset Manager authorised and regulated by the Dubai Financial Services Authority (DFSA), is seeking to appoint a Deputy Compliance Officer & MLRO to strengthen its Compliance and AML functions.
Key Responsibilities:
- Support the Compliance Officer/MLRO in meeting all DFSA regulatory obligations.
- Oversee the firm's AML/CTF framework, including monitoring, onboarding, and periodic reviews.
- Ensure compliance with DFSA rulebooks, including COB, AML, and CASS.
- Lead and perform Enhanced Due Diligence (EDD) for high-risk clients and jurisdictions.
- Maintain compliance registers, draft internal policies, and contribute to reporting for senior management and the regulator.
Candidate Profile:
- Minimum bachelor's degree required; postgraduate studies (Law, Finance, Compliance, or related field) are highly preferred.
- Proven track record in a DIFC-based, DFSA-regulated firm is essential.
- Demonstrated expertise with high-risk clients and jurisdictions, including hands-on EDD experience.
- Strong knowledge of DFSA legislation and supervisory framework.
- Excellent analytical, communication, and drafting skills in English.
- Residence in Dubai is a mandatory requirement — applications from candidates not currently based in Dubai will not be considered.
Harbour Wealth Management offers a professional, international working environment with exposure to sophisticated clients and adherence to regulatory best practices.
Applications should be sent to
, quoting
Deputy Compliance Officer & MLRO Application
in the subject line.
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