Current jobs related to Compliance Manager - Dubai - Dubai Investments

  • Compliance Manager

    2 weeks ago

    Dubai, United Arab Emirates Mercato Brokers (Mercato Trading) Full time

    The Role **Job Summary**: The Compliance Manager (Officer) is responsible for ensuring that the organization adheres to the regulatory requirements set forth by the Securities and Commodities Authority (SCA) for Category One companies. This role involves revising, implementing, and overseeing policies and procedures that align with SCA regulations, managing...

  • Compliance Manager

    3 days ago

    Dubai, Dubai, United Arab Emirates Charterhouse Full time

    Charterhouse is working with an international transportation and logistics company who have experienced significant growth in the last three years. They are now one of the global leaders in their industry and are looking to hire a Compliance Manager to join their Dubai office.The Compliance Manager will be responsible for adherence to local and international...

  • Compliance Manager

    3 days ago

    Dubai, Dubai, United Arab Emirates Charterhouse Full time

    Charterhouse is working with an international transportation and logistics company who have experienced significant growth in the last three years. They are now one of the global leaders in their industry and are looking to hire a Compliance Manager to join their Dubai office.The Compliance Manager will be responsible for adherence to local and international...

  • Compliance Manager

    4 weeks ago

    Dubai, Dubai, United Arab Emirates Venture Search Full time

    We are working with a leading international oil trading firm seeking a compliance manager to join their team in the UAE:1. Compliance Program Development & ExecutionDesign, implement, and manage the Ethics & Compliance (E&C) framework aligned with global and local regulations.Ensure adherence to company policies, industry standards, and regulatory...

  • Compliance Manager

    2 weeks ago

    Dubai, Dubai, United Arab Emirates Sukoon Insurance Full time

    Job DescriptionAbout the Role:The Compliance Manager will be responsible for ensuring the company's operations adhere to applicable laws, regulations, and industry standards in the UAE insurance sector. This role includes overseeing compliance programs, conducting risk assessments, managing regulatory reporting, and fostering a culture of compliance within...

  • Compliance Manager

    2 weeks ago

    Dubai, United Arab Emirates MaskEX Global Full time

    **Position: Compliance Manager** Department: Legal Based in Dubai, UAE Type: Full Time - Onsite We seek a highly talented and detail-oriented Compliance Manager to join our dynamic team. You will be responsible for ensuring that our organization complies with all relevant laws, regulations, and industry standards in the United Arab Emirates (UAE) and...

  • Compliance Manager

    19 hours ago

    Dubai, United Arab Emirates Job Solutions Full time

    **Job Title**: Compliance Manager **Location**: Dubai, UAE **Company**: DB Investing **About DB Investing**: DB Investing, a trusted SCA-licensed brokerage, is dedicated to empowering clients worldwide with secure and innovative financial solutions. We're certified as a Great Place to Work, and we're committed to fostering a collaborative, ethical, and...

  • Compliance Manager

    6 days ago

    Dubai, United Arab Emirates Robert Half United Arab Emirates Full time

    The Compliance Manager will support the Regional Director Risk & Compliance and Managing Director UAE to carry out the necessary customer due diligence ('CDD') tasks as per local legislative requirements and regulatory requirements to ensure that the company is adequately complying with all of its obligations. **Duties and Responsibilities** - Providing...

  • Compliance Manager

    4 weeks ago

    Dubai, Dubai, United Arab Emirates ETRA Talent Full time

    Co-Founder & CEO | ETRA Talent | UK | Europe | Middle East Compliance Manager – MENA Location: Dubai, UAE An exciting opportunity has arisen for a Compliance Manager to join a leading global provider of services within the Energy, Commodities, and Capital Markets sectors. This role is instrumental in ensuring regulatory adherence, promoting a culture...

  • Compliance Manager

    2 weeks ago

    Dubai, Dubai, United Arab Emirates ETRA Talent Full time

    Co-Founder & CEO | ETRA Talent | UK | Europe | Middle East Compliance Manager – MENA Location: Dubai, UAE An exciting opportunity has arisen for a Compliance Manager to join a leading global provider of services within the Energy, Commodities, and Capital Markets sectors. This role is instrumental in ensuring regulatory adherence, promoting a culture...

Compliance Manager

2 weeks ago

Dubai, United Arab Emirates Dubai Investments Full time

Compliance Manager

Assist in directing the Compliance activity. Responsible to formulate, develop and execute Compliance review in accordance with the Compliance framework. Responsible for maintaining effective working relation with the Executive and Operating Management. Undertake awareness sessions for relevant stakeholders.

**Responsibilities**
- Develop and implement the Compliance Framework to verify compliance with applicable laws and regulations.
- Develop an annual Compliance Plan enumerating the Build/Update and Review activities to be undertaken.
- Assist in developing compliance budget and resource requirements.
- Obtain annual Self-Declarations from management and report on any material compliance breaches.
- Conduct compliance reviews and identify compliance breaches.
- Present compliance review findings, analysis, and recommendations to management on a periodic basis.
- Assist THE Head of Risk & Compliance to report findings, recommendations, and management response to Audit Committee.
- Summarize compliance related information as per Annual Corporate Governance Report requirements.
- Liaise with Chief Corporate Affairs Officer and other stakeholders including VC & CEO, Group Legal Advisor, General
- Managers / Legal Officers of Sub Holding companies and subsidiaries to build a compliance library of applicable laws.
- Understand regulatory requirements and conduct awareness sessions for relevant stakeholders to facilitate compliance with applicable laws and regulations.
- Maintain a working knowledge of relevant laws and regulations through periodicals, seminars, training programs, and peer contacts.
- Review regulatory updates and communicate changes to Head of Risk & Compliance, Chief Corporate Affairs Officer, and other relevant stakeholders.
- Liaise with Chief Corporate Affairs Officer to obtain clarifications on laws and regulations from regulatory authorities.
- Update the compliance checklist based on changes communicated by the regulators.
- Coordinate with Risk Management resources to determine the compliance risks for updating the compliance risk registers, checklists etc.
- Appraise the adequacy of action taken by operating management to correct reported deficient conditions.
- Conduct review of Annual Corporate Governance report prior to DI's submission to regulatory authorities.
- Support Chief Corporate Affairs Officer on General Assembly activities and whenever requested.
- Pursue professional development opportunities, including external and internal training and professional association memberships.
- Updates to the AMPL Policy and Procedures
- Provide guidance to DI Real Estate entities in case of any clarifications or queries with respect to the implementation of AML Policy and compliance with AML regulations.
- Provide guidance to DI Real Estate entities in completion of surveys issued by UAE Supervisory Authorities (Ministry of Economy, Financial Intelligence Unit, etc.).
- Implement AML/CFT policies, procedures, and controls to ensure compliance with all applicable laws and regulations.
- Perform any other duties assigned by direct manager.

**Qualifications**
- Bachelor's degree
- Relevant professional qualification (CA/CPA/CIA/MBA/CISI). Professional qualification in Law is preferred.
- Minimum 5 years of Compliance or related experience in the UAE/GCC
- Excellent command of written and oral English and Arabic
- Proficient in using MS Office
- Strong interpersonal skills and communication skills

**About Us**

**Dubai Investments is a publicly listed UAE based multi-asset investment Group, managing a diverse portfolio of businesses, generating sustainable financial returns to its shareholders. Established in 1995, Dubai Investments is one of the leading investments Group in the UAE, initiating new businesses and partnering with dynamic entities, creating strategic investment opportunities across the region. The Group applies insight and experience to organically expand and be a reliable growth driver for businesses within sectors like real estate, building materials, construction & contracting, financial services, healthcare and education among others.**

Job ID 300000012353976