Compliance Manager

منذ 4 أيام

Dubai, Dubai Emirate, الإمارات العربية المتحدة Client of Business Lobby دوام كامل ‏240,000 € - ‏420,000 € عقد

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Location:
Dubai, UAE. Responsibilities
- Assist in the design implementation and ongoing maintenance of the company s compliance framework in accordance with SCA regulations.
- Track regulatory updates and evaluate their implications on business activities and internal policies.
- Serve as a key contact for regulatory inquiries and internal compliance-related matters.
- Support the preparation of regulatory reports audits and internal compliance assessments.
- Review and authorize client onboarding documentation and account-related activities.
- Contribute to compliance training initiatives and awareness programs across the organization.
- Investigate suspected compliance breaches and support corrective action plans.
- Ensure proper maintenance and accuracy of compliance records and documentation.
- Act as the main liaison with the Securities and Commodities Authority SCA handling inspections inquiries and regulatory submissions e g SCA CORE.
- Develop review and update internal compliance policies and procedures to ensure alignment with UAE regulations.
- Manage Anti-Money Laundering AML controls including reviewing account opening documentation conducting KYC due diligence and submitting Suspicious Transaction Reports STRs via goAML.
- Perform continuous monitoring of trading activities and company operations including CFD margin requirements to ensure regulatory compliance.
- Provide leadership and full ownership of the AML Compliance function including MLRO responsibilities driving transformation initiatives implementing regulatory updates and strengthening governance and effectiveness. Requirements
- Bachelor s degree in Law, Finance, Business, or a related discipline.
- At least 5 years of experience in a compliance role within fintech, brokerage, trading, or financial services sectors.
- CISI accreditation, supporting eligibility for the position.
- Strong knowledge of SCA regulations, AML legislation, MLRO/DMLRO functions, and financial market instruments.
- Solid understanding of AML, KYC, CDD, and financial crime compliance frameworks.
- Experience with trading platforms or financial products is considered an advantage.
- Previous experience holding compliance-related roles.
- CISI qualification required to fulfill the role.

Compliance Manager

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وظائف مشابهة في Dubai

عروض مماثلة

الأمريكتين

أوروبا

آسيا / أوقيانوسيا

أفريقيا

Compliance Manager

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وظائف مشابهة في Dubai

عروض مماثلة