Principal (Financial Services Support)
منذ 2 أيام
Sharjah city, Sharjah, الإمارات العربية المتحدة
Remotedxb
دوام كامل
مجانًا عبر البريد الإلكتروني أو Google
احفظ هذه الوظيفة وحافظ على تنظيم بحثك
قم بإنشاء حساب مجاني لحفظ الوظائف وإنشاء التنبيهات والعودة إلى هذه القائمة من لوحة التحكم الخاصة بك.
مجانًا عبر البريد الإلكتروني أو Google
ResponsibilitiesValidate client documents for compliance, completeness, and accuracyHandle requests via phone, Service Center, or document management system including executing tradesMaintain electronic client files and documentation on proprietary web-based software systemsProvide high level of service and responsiveness to customers to ensure satisfactionSuggest and implement new policies and procedures based on business and regulatory changesDetermine appropriateness of client accounts and tradesRecommend policies for approving or declining suitability of accounts and tradesRequirements1-2 years minimum of related experienceProficiency in Microsoft Word, Excel, Outlook, and PowerPointFINRA Series 7 & 24 licenseStrong customer focus orientation and attention to detailAbility to work independently and meet departmental deadlinesExcellent communication and organizational skillsPreferred Qualifications3+ years of experience in financial services operations or broker-dealer settingBachelor's degree in business, Finance, or a related fieldCRM or Salesforce experienceCompletion of FINRA SIE examBenefitsHealth, vision, and dental insurance401k planPaid time awayVolunteer days