Senior Compliance Officer
1 week ago
Senior Compliance Officerh3> Role Summary The Senior Compliance Officer (Deputy CCO) will play a key role in supporting the Chief Compliance Officer & MLRO in overseeing the organisation's regulatory and financial crime compliance framework. This position requires strong knowledge of UAE regulatory environments (FSRA/SCA), sound judgement, and the ability to drive a culture of compliance within a fast‐paced, highly regulated financial services environment. Overall Responsibilities Assist in developing, implementing, and maintaining a comprehensive compliance program aligned with FSRA, SCA, and international regulatory standards. Support the CCO in maintaining effective relationships with regulators and ensuring timely submissions and interactions. Prepare, review, and submit regulatory reports and filings. Monitor regulatory changes and provide guidance on their impact to the business. Act as Deputy CCO, assuming delegated responsibilities in their absence. Support the development and enforcement of AML/CFT, sanctions, and KYC policies and controls. Conduct AML/CTF risk assessments and support remediation where required. Oversee the timely completion and submission of AML and related returns. Design, implement, and execute the compliance monitoring and surveillance plan. Identify, log escalation and resolve compliance issues, client complaints, and policy/regulatory breaches. Assist with regulatory and client information requests. Training, Advisory & Stakeholder Engagement Provide regulatory, policy, and procedural guidance to internal stakeholders. Deliver compliance and AML/CTF training to employees. Advise colleagues across the group on complex or cross‐border regulatory matters. Reporting & Internal Responsibilities Prepare compliance management information for senior management, ensuring clear visibility of key issues. Adhere to and promote the organisation's operational risk framework. Uphold the highest standards of ethics and conduct, in line with internal policies and the Code of Conduct. Support risk management processes and elevate risk events immediately. Other Responsibilities Maintain up‐to‐date knowledge of FSRA, SCA, and international regulatory frameworks. Build and maintain constructive relationships with regulators and respond promptly to information requests. Ensure compliance with requirements of other relevant regulatory bodies where applicable. Undertake additional responsibilities as required by the business. Skills and Experience Bachelor's degree in a relevant discipline; advanced qualifications or professional certifications preferred. Substantial compliance experience within financial services. Strong understanding of FSRA, SCA, AML/KYC, and international regulatory requirements. Proven experience working in a regulated environment with robust knowledge of risk and compliance frameworks. Experience engaging with regulators; direct exposure to FSRA and/or SCA is highly desirable. Ability to deliver under pressure and manage competing priorities. Ability to provide clear, actionable advice on complex regulatory topics. Fluent English required; Arabic language skills (written and spoken) are a strong advantage. Prior registration with SCA as a Compliance Officer is beneficial. Seniority level Mid-Senior level Employment type Full-time Job function Legal Industries Capital Markets, Investment Banking, and Financial Services #J-18808-Ljbffr
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Senior Compliance Officer
6 days ago
Abu Dhabi, United Arab Emirates ADIB Group Full timeDescription Role : Senior Compliance Officer Location : Abu Dhabi Role Purpose : The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies . The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB...
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Senior Compliance Officer
2 weeks ago
Abu Dhabi, United Arab Emirates ADIB Group Full timeDescription Role : Senior Compliance Officer Location : Abu Dhabi Role Purpose: The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies . The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB...
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Senior Compliance Officer
4 weeks ago
Abu Dhabi, United Arab Emirates ADIB Group Full timeDescription Role : Senior Compliance OfficerLocation : Abu DhabiRole Purpose : The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies . The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB...
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Senior Compliance Officer
1 week ago
Abu Dhabi, United Arab Emirates ADIB Group Full timeDescription Role : Senior Compliance OfficerLocation : Abu DhabiRole Purpose : The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies . The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB...
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Senior Compliance Officer
7 days ago
Abu Dhabi, United Arab Emirates ADIB Group Full timeDescription Role : Senior Compliance OfficerLocation : Abu DhabiRole Purpose : The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies . The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB...
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Senior Compliance Officer
1 week ago
abu dhabi, United Arab Emirates ADIB Group Full timeDescription Role : Senior Compliance OfficerLocation : Abu DhabiRole Purpose : The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies . The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB...
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Senior Compliance Officer
4 hours ago
abu dhabi, United Arab Emirates ADIB Group Full timeDescription Role : Senior Compliance OfficerLocation : Abu DhabiRole Purpose : The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory requirements and Group Compliance internal policies . The incumbent works towards enhancing the compliance environment by interpreting the regulatory framework for ADIB...
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Senior Compliance Officer
2 weeks ago
Abu Dhabi, United Arab Emirates ADIB - Abu Dhabi Islamic Bank Full timeJob description / Role Job Type Full Time Job Location Abu Dhabi, UAE Nationality Any Nationality Salary Not Specified Gender Not Specified Arabic Fluency Not Specified Job Function Accounting & Audit Company Industry Banking - Corporate Role purpose The Senior Compliance Officer supports Head of Compliance in ADIB Securities in implementing regulatory...
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Senior Compliance Manager
1 week ago
abu dhabi, United Arab Emirates High Street Resources Full timeWe are hiring on behalf of our client, an innovative financial services firm regulated by the Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM). The firm is committed to financial inclusion, delivering transparent and Shariah-compliant solutions. Job Purpose The Senior Compliance Manager / Compliance Officer will play a key...
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Senior Compliance Manager
2 weeks ago
Abu Dhabi, United Arab Emirates High Street Resources Full timeWe are hiring on behalf of our client, an innovative financial services firm regulated by the Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM). The firm is committed to financial inclusion, delivering transparent and Shariah-compliant solutions. Job Purpose The Senior Compliance Manager / Compliance Officer will play a key...
