Compliance Manager

منذ 3 أيام

dubai, dubai emirate, الإمارات العربية المتحدة Client of Business Lobby دوام كامل

مجانًا عبر البريد الإلكتروني أو Google

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مجانًا عبر البريد الإلكتروني أو Google

Location: Dubai, UAE.

Responsibilities

Assist in the design implementation and ongoing maintenance of the company s compliance framework in accordance with SCA regulations.
Track regulatory updates and evaluate their implications on business activities and internal policies.
Serve as a key contact for regulatory inquiries and internal compliance-related matters.
Support the preparation of regulatory reports audits and internal compliance assessments.
Review and authorize client onboarding documentation and account-related activities.
Contribute to compliance training initiatives and awareness programs across the organization.
Investigate suspected compliance breaches and support corrective action plans.
Ensure proper maintenance and accuracy of compliance records and documentation.
Act as the main liaison with the Securities and Commodities Authority SCA handling inspections inquiries and regulatory submissions e g SCA CORE.
Develop review and update internal compliance policies and procedures to ensure alignment with UAE regulations.
Manage Anti-Money Laundering AML controls including reviewing account opening documentation conducting KYC due diligence and submitting Suspicious Transaction Reports STRs via goAML.
Perform continuous monitoring of trading activities and company operations including CFD margin requirements to ensure regulatory compliance.
Provide leadership and full ownership of the AML Compliance function including MLRO responsibilities driving transformation initiatives implementing regulatory updates and strengthening governance and effectiveness.

Requirements

Bachelor s degree in Law, Finance, Business, or a related discipline.
At least 5 years of experience in a compliance role within fintech, brokerage, trading, or financial services sectors.
CISI accreditation, supporting eligibility for the position.
Strong knowledge of SCA regulations, AML legislation, MLRO/DMLRO functions, and financial market instruments.
Solid understanding of AML, KYC, CDD, and financial crime compliance frameworks.
Experience with trading platforms or financial products is considered an advantage.
Previous experience holding compliance-related roles.
CISI qualification required to fulfill the role.

Compliance Manager

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Responsibilities

Requirements

وظائف مشابهة في dubai

عروض مماثلة

الأمريكتين

أوروبا

آسيا / أوقيانوسيا

أفريقيا

Compliance Manager

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Responsibilities

Requirements

وظائف مشابهة في dubai

عروض مماثلة