Current jobs related to Regulatory Compliance Lead - Dubai, Dubai - Al Fardan Exchange L.L.C

  • Regulatory Compliance Specialist

    3 weeks ago

    Dubai, Dubai, United Arab Emirates NES fircroft Full time

    Key Responsibilities:Ensure all activities conform to laws, regulations, contractual requirements, and the Project Management Plan.Follow up the Regulatory Compliance Plan, identifying legislative and classification requirements.Review relevant documentation for discipline.Coordinate agreed deviation requests and identify necessary actions.Maintain the...

  • Regulatory Compliance Expert

    3 weeks ago

    Dubai, Dubai, United Arab Emirates KPMG Dubai Full time

    Job Title: Regulatory Compliance ExpertAbout the Role:We are seeking a highly skilled Regulatory Compliance Expert to join our team at KPMG Dubai. As a key member of our Compliance Services team, you will be responsible for providing expert advice on regulatory compliance matters to our clients.Key Responsibilities:Implement and monitor Compliance Management...

  • Compliance Director

    3 weeks ago

    Dubai, Dubai, United Arab Emirates Robert Walters Full time

    Key Responsibilities:As a Compliance Director at Robert Walters, you will be responsible for ensuring adherence to all relevant local and international laws, regulations, and standards. This includes ensuring compliance with SCA rules, licensing requirements, AML obligations, and risk assessment.Key Accountabilities:• Liaise with regulatory bodies and...

  • Compliance Officer

    3 weeks ago

    Dubai, Dubai, United Arab Emirates TASC outsourcing Dubai Full time

    Key Responsibilities:Compliance Consulting: Collaborate with the legal department to ensure adherence to regulatory requirements and advise leadership on compliance matters.Employee Training: Develop and deliver training programs to educate employees on compliance policies, practices, and reporting systems.Compliance Investigations: Identify, investigate,...

  • Senior Compliance Risk Specialist

    2 weeks ago

    Dubai, Dubai, United Arab Emirates TD Full time

    Job SummaryTD is seeking a highly skilled Senior Compliance Risk Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk management culture.Key ResponsibilitiesDevelop and implement compliance programs and procedures...

  • Compliance Director

    3 weeks ago

    Dubai, Dubai, United Arab Emirates Robert Walters Full time

    We are seeking a highly experienced Compliance and Risk Manager to lead our compliance team at Robert Walters. You will have a team of two and report directly to the General Counsel.Must have at least 8 years of experience in the compliance sectorMust have managerial experienceMust have expertise in ethics and trade complianceMust have experience in the oil...

  • Compliance Officer

    3 weeks ago

    Dubai, Dubai, United Arab Emirates Halian uae Full time

    Job DescriptionHalian UAE is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for assisting with compliance monitoring within the business, providing oversight of Compliance for the business and external clients, and identifying, monitoring, and managing regulatory risks.Key ResponsibilitiesAssist...

  • Senior Compliance Manager

    3 weeks ago

    Dubai, Dubai, United Arab Emirates Emirates Full time

    Job SummaryEmirates is seeking a highly skilled Senior Compliance Manager to join our team. As a key member of our Compliance Monitoring department, you will be responsible for ensuring that our airworthiness, maintenance, flight operations, and ground services meet regulatory standards set by authorities such as GCAA and EASA.Key ResponsibilitiesDevelop and...

  • Compliance and Governance Director

    1 month ago

    Dubai, Dubai, United Arab Emirates Talent Bridge HR Consultancy Dubai Full time

    Compliance and Governance Manager Job DescriptionTalent Bridge HR Consultancy Dubai is seeking a highly skilled Compliance and Governance Manager to join our team in Dubai.Key Responsibilities:Develop and implement a comprehensive compliance and governance framework that aligns with local laws and international standards.Oversee the implementation and...

  • Compliance and Governance Professional

    3 weeks ago

    Dubai, Dubai, United Arab Emirates Talent Bridge HR Consultancy Dubai Full time

    Job Title: Compliance and Governance ProfessionalOur client, a prominent group of companies in Dubai, is seeking a highly skilled and experienced Compliance and Governance Professional. The successful candidate will be responsible for ensuring the organization adheres to all regulatory requirements, manages corporate governance policies, and maintains high...

  • Compliance Officer

    2 weeks ago

    Dubai, Dubai, United Arab Emirates S Farm Full time

    Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at S Farm. As a Compliance Officer, you will be responsible for supporting the Compliance Manager in the timely review of new sensitive ultra-high-risk accounts and special-risk accounts being on-boarded.Key Responsibilities:Assist the Compliance...

  • Compliance and Governance Director

    2 weeks ago

    Dubai, Dubai, United Arab Emirates Talent Bridge HR Consultancy Dubai Full time

    Job Title: Compliance and Governance DirectorJob Summary:Talent Bridge HR Consultancy Dubai is seeking a highly skilled Compliance and Governance Director to join our team. The successful candidate will be responsible for ensuring the organization adheres to all regulatory requirements, manages corporate governance policies, and maintains high standards of...

  • Senior Compliance Associate

    2 weeks ago

    Dubai, Dubai, United Arab Emirates Waystone Governance Ltd. Full time

    Job Summary:We are seeking a highly skilled and experienced Senior Associate - Compliance Solutions to join our team at Waystone Governance Ltd. The successful candidate will play a key role in supporting our clients and colleagues in executing compliance and AML deliverables.The ideal candidate will have a minimum of 3 years' experience in Compliance, AML,...

  • Senior Governance and Compliance Officer

    1 week ago

    Dubai, Dubai, United Arab Emirates Talent Bridge HR Consultancy Dubai Full time

    Job Title: Compliance and Governance ManagerAbout the Role: We are seeking a highly skilled Compliance and Governance Manager to join our team at Talent Bridge HR Consultancy Dubai. As a key member of our organization, you will be responsible for ensuring our client's compliance with regulatory requirements and maintaining high standards of quality and...

  • Compliance Risk Manager

    2 weeks ago

    Dubai, Dubai, United Arab Emirates Robert Walters Full time

    About the RoleWe are seeking a highly experienced Compliance Legal Lead to join our team at Robert Walters. The successful candidate will be responsible for providing strategic advice to senior stakeholders on compliance and risk management.Key ResponsibilitiesDevelop and implement effective compliance monitoring and risk management strategies.Provide expert...

  • Senior Compliance Analyst

    4 weeks ago

    Dubai, Dubai, United Arab Emirates Dubai Gold and Commodities Exchange Full time

    {"title": "Senior Compliance Analyst", "content": "Job SummaryWe are seeking a highly skilled Senior Compliance Analyst to join our team at Dubai Gold and Commodities Exchange. The successful candidate will be responsible for ensuring compliance with regulatory requirements and maintaining the highest standards of ethics and integrity.Key...

  • Benefits and Compliance Specialist

    2 weeks ago

    Dubai, Dubai, United Arab Emirates GE HealthCare Full time

    Key Responsibilities:As a Benefits Leave Law Compliance Specialist at GE HealthCare, you will be responsible for ensuring compliance with health and welfare benefit plan regulatory requirements. This includes evaluating the quality of information received, identifying trends, and implementing process improvements.Requirements:5+ years of progressive project...

  • Compliance Governance Manager Senior Quality Leader

    2 weeks ago

    Dubai, Dubai, United Arab Emirates Talent Bridge HR Consultancy Dubai Full time

    Seeking a seasoned Compliance and Governance Manager to lead our quality management initiatives in Dubai.Key Responsibilities:Develop and implement a robust compliance framework aligned with international standards.Oversee ISO certification and ensure continuous compliance.Lead Six Sigma initiatives to enhance process efficiency and reduce operational...

  • Compliance Solutions Associate

    2 weeks ago

    Dubai, Dubai, United Arab Emirates Waystone Governance Ltd. Full time

    Compliance Solutions Associate Job DescriptionWaystone Governance Ltd. is seeking a highly motivated Compliance Solutions Associate to join our team.The ideal candidate will have a strong understanding of regulatory requirements and excellent analytical skills. They will be responsible for providing day-to-day support to clients and colleagues in executing...

  • Process Compliance Specialist

    3 weeks ago

    Dubai, Dubai, United Arab Emirates Al-Futtaim Full time

    Job SummaryWe are seeking a highly skilled Process Compliance Specialist to join our team at Al-Futtaim. The successful candidate will be responsible for ensuring that our internal controls and audit processes are in place and functioning effectively.Key ResponsibilitiesDevelop and implement internal audit programs across all functions to ensure compliance...

Regulatory Compliance Lead

3 months ago

Dubai, Dubai, United Arab Emirates Al Fardan Exchange L.L.C Full time
Overview

As a Regulatory Compliance Lead at Al Fardan Exchange L.L.C, you will play a pivotal role in ensuring that our operations align with all relevant legal frameworks and industry standards.

Key Responsibilities
  • Direct and manage compliance initiatives to guarantee adherence to all pertinent laws and regulations.
  • Work collaboratively with various departments to create and enforce effective compliance policies and protocols.
  • Evaluate and monitor the organization's risk exposure, pinpointing potential vulnerabilities and offering strategic insights for risk management.
  • Conduct velocity assessments to detect atypical or high-frequency transactions, performing detailed investigations as required.
  • Partner with the risk management team to set and adjust suitable parameters for velocity assessments.
  • Consistently oversee transactions for any signs of suspicious or fraudulent behavior, ensuring timely reporting of irregularities and coordinating thorough investigations.
  • Deliver clear and prompt communication to agents regarding compliance obligations and updates.
  • Provide training and resources to ensure agents possess a comprehensive understanding of compliance standards and practices.
Qualifications
  • Bachelor's degree in finance, business, or a related discipline.
  • A minimum of 7-9 years of demonstrated experience in compliance, risk management, or a similar field.
  • Preferred certification as a Compliance Professional (e.g., CAMS, CFE).
  • Extensive knowledge of compliance regulations and risk evaluation.
  • Exceptional communication and interpersonal skills for effective engagement with agents.
  • Strong analytical and problem-solving capabilities.
  • Meticulous attention to detail and the capacity to manage sensitive and confidential information.
  • Thorough understanding of financial regulations and compliance standards.
  • Familiarity with transaction monitoring systems and risk assessment techniques.
  • Insight into the financial sector and relevant legal obligations.