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Risk Management Director
1 month ago
Alpha Data Processing Services LLC seeks a seasoned professional to lead its compliance program and ensure adherence to securities laws, governance standards, and global ethical business practices.
Key Responsibilities:
- Design, empower, and oversee the practical implementation and functioning of Alpha Data's compliance program.
- Develop and enforce comprehensive policies and controls to ensure compliance with relevant regulations and standards.
- Build an initial risk profile for Alpha Data based on its current business practices and risk appetite, and lead compliance reviews/audits and risk assessments.
- Manage conflicts of interest and gifts/entertainment disclosures made by employees.
About Alpha Data Processing Services LLC:
We are a leading provider of data processing services, committed to delivering high-quality solutions that meet the evolving needs of our clients.