Regulatory Affairs Manager
2 weeks ago
Job Title: Regulatory Affairs Manager
Description:
We are seeking an experienced Regulatory Affairs Manager to join our team in Abu Dhabi. As a key member of our organization, you will be responsible for ensuring the company's compliance with all relevant regulations and laws.
About Us:
FundRock Investment Management Services (ME) Ltd is a leading provider of investment fund services in the Middle East. Our expertise spans across various aspects of investment fund management, including setting up and managing collective investment funds.
Key Responsibilities:
- Compliance: Set, establish, and monitor adherence to processes, policies, and procedures to meet risk, compliance, legal, and regulatory requirements.
- Anti Money Laundering (AML): Act as FundRock ME's MLRO, establishing and maintaining Anti-Money Laundering policies, procedures, systems, and controls in compliance with Regulatory AML rules and all relevant legislation applicable in the jurisdiction and Group Apex Policies.
- Data Protection Officer: Act as the contact person for all Data Subjects and with the relevant Data Protection Commissioner; Keeping up-to-date with the relevant data protection regulations; Monitor FundRock ME's compliance with the Data Protection Law and any other data protection or privacy-related law or regulation.
- Reporting and Communication: Prepare and submit reports to regulatory authorities and handle communications and requests from the regulator(s) as required; Keep up-to-date with all relevant laws and regulations and communicate regulatory changes and developments to senior management and staff.
Requirements:
- Work Permit: Holder of work permit in the UAE.
- Education: Advanced degree in Law or comparable professional education in relevant fields.
- Professional experience of minimum 5 years in the field of Audit or Compliance in the UAE, preferably regarding investment funds and management companies.
- Skills: Excellent knowledge of the UAE and ADGM regulatory framework; Team management experience an asset; Ability to work and lead a team in a positive, fair, and open manner.
- Language: Proficiency in MS Office.
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