Compliance Officer Expert

4 days ago

Abu Dhabi, Abu Dhabi, United Arab Emirates Farnek Full time

Farnek is a specialist executive search firm that offers bespoke talent solutions across financial services and commerce. We are dedicated to not only finding the right opportunity for our candidates but also leaving a legacy that lives on beyond the hiring process.

About The Job

We are seeking an experienced Compliance Officer / Money Laundering Reporting Officer (CO / MLRO) to join our team. This role is critical in ensuring our client's adherence to regulatory standards within the Abu Dhabi Global Market (ADGM), particularly focusing on Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF). The ideal candidate will play a key role in developing and implementing compliance strategies that align with industry best practices while fostering a robust culture of compliance throughout the organisation.

Responsibilities:
  • Ensure the client's compliance with all regulatory requirements specific to ADGM's Category 3A license. Develop and implement internal policies and procedures that align with relevant legal and regulatory standards.
  • Develop, implement, and regularly update the client's compliance framework, including compliance monitoring and risk assessment processes. Conduct periodic reviews to ensure that the framework remains effective and applicable.
  • Liaise with the Financial Services Regulatory Authority (FSRA) within ADGM. Manage relationships with regulators, ensuring timely and effective responses to inquiries, inspections, and audits.
  • Develop and implement comprehensive AML / CTF policies and procedures that comply with ADGM regulations. Monitor client transactions, identify suspicious activities, and report findings to the FSRA as required.
  • Execute customer due diligence (CDD) and enhanced due diligence (EDD) processes. Oversee Know Your Customer (KYC) procedures for onboarding and ongoing client monitoring.
  • Provide ongoing training and support to staff on regulatory developments, compliance requirements, and ethical standards. Foster a culture of compliance and risk awareness within the organisation.
  • Maintain thorough records of all AML / CTF activities, reports, and investigations in accordance with ADGM and FSRA requirements. Ensure all documentation is complete, accurate, and easily accessible for audits.
  • Manage the client's transaction monitoring systems to ensure alignment with regulatory expectations. Conduct regular reviews of these systems and recommend improvements to mitigate emerging risks.
  • Conduct internal audits and periodic compliance reviews to assess the effectiveness of the compliance framework. Identify areas for improvement and implement necessary changes.
Requirements:
  • A minimum of 10 years of experience in compliance and MLRO and / or AML / CTF roles, ideally within the financial services or cryptocurrency sectors. Experience with Category 3A regulated activities is preferred.
  • Bachelor's degree in finance, business, law, or a related field. Professional certifications in compliance or AML (e.g., CAMS, ICA) are highly desirable.
  • Strong understanding of ADGM regulations, particularly those related to Category 3A licensing, digital assets, and AML / CTF legislation.
  • Proven experience conducting regulatory audits, risk assessments, and compliance reviews. High attention to detail and the ability to analyse complex data and situations.
  • Excellent written and verbal communication skills, with the ability to engage effectively with internal teams and external stakeholders.
  • Proficient in using compliance and AML / CTF monitoring software and tools. Familiarity with KYC, CDD, and EDD processes for digital asset transactions.
  • Strong interpersonal skills and the ability to challenge the Board and leadership when necessary to ensure compliance and mitigate risks.

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