Senior Compliance Manager

3 weeks ago


Dubai, Dubai, United Arab Emirates StanTec Full time
Job Title: Senior Compliance Manager

We are seeking a highly experienced Senior Compliance Manager to join our team at StanTec. As a key member of our Compliance department, you will play a critical role in ensuring our banking operations comply with all relevant regulations and laws.

Key Responsibilities:

  • Develop and implement effective compliance monitoring processes and plans to ensure daily reviews are conducted in accordance with regulatory requirements.
  • Track and suggest improvements to actions raised, and produce reports to highlight areas for development.
  • Monitor and stay up-to-date with regulatory changes, including MiFID, EMIR, PRA, and FCA requirements.
  • Identify and report market abuse, and stay on top of SMCR/Conduct, Deposit Protection/SCV, and CASS requirements.
  • Review and improve operational procedures, manuals, and processes to ensure compliance with regulatory requirements.
  • Advise business units on regulatory requirements and changes, and ensure compliance across all departments, including Corporate Banking, Client Services, Treasury, and Loans.
  • Maintain and update the compliance risk framework, and conduct gap assessments to ensure compliance with regulatory requirements.
  • Provide compliance advisory responses and advice to the business, and conduct horizon scanning for new regulatory developments.

Requirements:

  • A minimum of 4 years' experience in Compliance Management within a banking institution or a UK Regulator or Consultancy firm.
  • Strategic knowledge with an adaptation to change.
  • In-depth knowledge of PRA and FCA requirements and regulatory control.
  • Experience working or having worked at an External Regulatory Body and wanting to move to an end-user client.
  • Understanding of areas such as Payment PSD2, Market abuse, look back of transactions, SCV File enhancements.

What We Offer:

This is a key position in the Compliance team and will offer an excellent banking package, including a high basic salary, excellent banking benefits, and long-term growth, stability, and prospects.



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