Compliance Analyst
6 months ago
Design, review and revise compliance policies, procedures, and controls to meet applicable legislation, regulatory requirements and best practice standards.
- Client/business partner onboarding, trade surveillance, conduct of business monitoring, general compliance monitoring, training and regulatory reporting as required.
- Promoting, demonstrating and embedding a strong compliance culture.
- Conduct due diligence checks and ongoing AML reviews for existing clients and business partners.
- Act as key person for the oversight of all AML/CFT and sanctions matters, including implementation of effective and sustainable controls.
- Oversee systems and controls to Identify and mitigate potential areas of AML compliance vulnerability and risks/gaps and develop/implement pragmatic corrective action plans.
- Prepare reports for senior management, auditors and external regulatory bodies as appropriate.
- Keep up to date with all relevant regulatory changes as well as evolving best practices, carrying out gap and business impact analysis.
- Provide ongoing and ad-hoc support on compliance queries (both from internal and external stakeholders).
- Review marketing materials to ensure compliance with regulatory and scheme requirements.
- Assist with the identification, evaluation, monitoring and mitigation of operational risks; and proactively suggest improvements.
**The Successful Applicant**
- Minimum 5 years overall industry experience with 2 or more years of direct wealth management/investments, compliance, KYC and AML experience with a financial institution.
- Technical knowledge of applicable rules and regulations, including AML/CTF/Sanctions, VARA, Conduct of Business, FATCA/CRS, and Data Protection.
- Knowledge of KYC, KYB and KYT with hands on experience on compliance software.
- Knowledge of Chain Analysis, Elliptic or TRM Labs is a bonus.
- Excellent English written and verbal communication, strong analytical, problem solving and organization skills.
- Ideally have a Bachelors or Masters Degree from a top institution.
- Be hands-on, detail oriented & able to function independently.
- Have excellent attention to detail.
What's on Offer
- Excellent career progression
- Competitive salary & benefits
- Great work environment & culture
**Salary**: AED7,000.00 - AED12,000.00 per month
**Education**:
- Bachelor's (required)
Ability to Commute:
- Dubai (required)
Ability to Relocate:
- Dubai: Relocate before starting work (required)
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