Compliance Officer

1 week ago


Abu Dhabi, United Arab Emirates Property Shop Investment LLC Full time

About the Role

A Compliance Officer is responsible for implementing compliance with internal regulations, recommending improvements to our internal control structure, managing & Audit Internal SOPs development, and ensuring compliance with legal and governmental requlations.

**Responsibilities**:

- Implement and review the company's compliance program.
- Create internal controls and monitor compliance.
- Handle other duties as assigned to assist with the effective administration of the AML and KYC Policies.
- Assist in reviewing OFAC hits and communicating OFAC and sanctions options.
- Assist in KYC periodical reviews and refresh of current Client population as needed.
- Educate and train employees on regulations and industry practices.
- Address concerns or questions on legal compliance.
- Keep abreast of internal standards and business requirements.
- Conduct research on established laws to ensure non-violation of federal laws.
- Implement and adjust to new regulations passed by government bodies.
- Maintain knowledge of legal requirements and Anti-Money Laundering (AML) controls.
- Escalate high risk issues identified to Management.
- Evaluate business activities to assess compliance risk.
- Ensure plans are in place for a crisis or compliance violation.
- Give compliance advice to the risk management unit of an organization.
- Ensure clients carry out banking activities within acceptable legal.
- Takes Health, Safety & Environment (HSE) lead in ensuring "safe systems of work" and "safe conditions" are in place within area of responsibility. - Performs other similar or related duties as required or assigned by management.

**Qualifications**:
Educational Requirements:

- Bachelor's degree in Finance, Banking or other related in Business field.

**Experience**:

- 3 - 5 years of experience in the same job role.
- Experience with KYC and AML metrics reporting.
- Certified Anti-Money Laundering Specialist (CAMS)

Certification - Preferred.
- Completion of relevant industry - specific certification, such as a certified internal auditor.
- An in-depth understanding of the industry's rules, guidelines and regulations.

Skills and Competencies:

- Fluent in English & Arabic.
- Communication and Collaboration.
- Excellence in Planning and Execution.
- Customer Focus & Problem Solving
- Ensuring Sustainable & Profitable Growth.

Ability to commute/relocate:

- Abu Dhabi: Reliably commute or planning to relocate before starting work (required)

Application Question(s):

- Will you be able to start immediately?

**Experience**:

- Compliance Officer: 4 years (required)


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