Compliance Officer and Mlro

7 days ago

Abu Dhabi, United Arab Emirates LRI Invest Full time

Description

Compliance Officer and MLRO

Role Location: Abu Dhabi

Employment Type: Permanent

Reporting line: Reports into the Regional Compliance Officer - Middle East

Role and Responsibilities include:
Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory requirements.

**Responsibilities**:

- Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;
- Review of compliance and internal control operations and ensuring that they are in adherence with the firm’s and Apex Group’s Policies and Procedures;
- Ensuring the effective implementation of the Compliance Monitoring Programme and performing monitoring activities;
- Ensuring that non-compliant findings are tracked with the respective business function managers until resolved;
- Reporting to and liaising with the SEO, Regional Compliance Officer and the Board as required, on compliance related matters;
- Preparing and submitting compliance reports to management and various committees and governance structures within the Apex Group;
- Preparing and submitting reports to regulatory authorities;
- Keeping up-to-date with all relevant laws and regulations and communicating regulatory changes and developments to senior management and staff;
- Providing advice, and assistance where relevant, to senior management and staff on Apex Group compliance-related matters;
- Setting strategy for managing the relationship with the Regulator(s) and for all operational aspects of it, including visits and reporting;
- Handling communications with the Regulator(s), obtaining approvals as required, notifying the Regulator as required for all compliance-related matters;
- Maintaining a register of complaints, conflicts of interest, compliance and data breaches, and actively manage adherence to the complaints process and mitigation of breaches;
- Providing assistance and support in satisfying staff training and development needs and plans to new regulations and legislation;
- Preparing training material and deliver training in compliance with regulatory obligations and business procedures;
- Oversight and management of the regulatory risks within the business;
- Acting as the Firm’s MLRO, establishing and maintaining the Firm’s Anti Money Laundering policies, procedures, systems and controls in compliance with the Regulatory Anti Money Laundering rules and all relevant legislation applicable in the jurisdiction and Group Apex Policies;
- Monitoring suspicious transactions, identify potential sanctions and submit reporting as required;
- Promoting a positive compliance culture through engagement with staff;
- Handling other ad-hoc compliance-related projects that may be assigned from time to time.

Skills Required:

- Financial services experience of 5 to 7 years working within a financial environment, Funds experience an advantage.
- Understanding of the relevant regulations in UAE and International AML Laws.
- Relevant professional qualifications e.g. AML, CDD, Compliance, Risk, or equivalent.
- Arabic speaker preferred.
- Experience in Customer Due Diligence (CDD/KYC) on various international corporate structures and risk profiles.
- Excellent communication and organisational skills.
- Experienced leader able to develop team members.
- Motivated and driven and a team player.
- Solutions driven critical thinking, with the ability to adapt to change.

What you will get in return:

- A high level of visibility within a large organisation on an upwards trajectory
- The ability to define compliance processes to drive innovation and have a tangible impact on the business
- Be part of a dynamic and fast-paced team that makes a genuine impact on the business
- Exposure to all aspects of the business and cross-jurisdiction
- The opportunity to innovate, bring discipline to brand activity and really make a difference.

Additional information:
hybrid

TM1

  • Compliance Officer and Mlro

    1 week ago

    Abu Dhabi, Abu Dhabi, United Arab Emirates Apex Group Ltd Full time

    Compliance Officer and MLRO (Arabic speaker)DescriptionCompliance Officer and MLRO (Arabic speaker)Role Location:Abu DhabiEmployment Type:PermanentReporting line:Reports into the Regional Compliance Officer - Middle EastRole and Responsibilities include:Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance,...

  • Compliance Officer and MLRO Arabic speaker

    1 week ago

    Abu Dhabi, Abu Dhabi, United Arab Emirates Apex Group Ltd Full time

    Compliance Officer and MLRO Arabic speaker Compliance Officer and MLRO Arabic speaker Responsibilities:Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;Review of compliance and internal control operations and ensuring that they...

  • Compliance Officer and Mlro

    3 weeks ago

    Abu Dhabi, United Arab Emirates Apex Group Ltd Full time

    Compliance Officer and MLRO (Arabic speaker) **Description** **Compliance Officer and MLRO (Arabic speaker)** **Role Location**:Abu Dhabi **Employment Type**:Permanent **Reporting line**:Reports into the Regional Compliance Officer - Middle East **Role and Responsibilities include**: Setting, establishing and monitoring adherence to processes, policies...

  • Compliance Officer and Mlro

    3 weeks ago

    Abu Dhabi, United Arab Emirates LRI Invest Full time

    Description Role Location: Abu Dhabi Employment Type: Permanent Reporting line: Reports into the Regional Compliance Officer - Middle East Role and Responsibilities include: Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory requirements. **Responsibilities**: COMPLIANCE...

  • Compliance Officer and Mlro

    3 weeks ago

    Abu Dhabi, United Arab Emirates LRI Invest Full time

    Description Compliance Officer and MLRO (Arabic speaker) Role Location: Abu Dhabi Employment Type: Permanent Reporting line: Reports into the Regional Compliance Officer - Middle East Role and Responsibilities include: Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory...

  • Compliance Officer and Mlro

    1 week ago

    Abu Dhabi, Abu Dhabi, United Arab Emirates LRI Invest Full time

    Role Location: Abu DhabiEmployment Type: PermanentReporting line: Reports into the Regional Compliance Officer - Middle EastRole and Responsibilities include:Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory requirements.Responsibilities:COMPLIANCE OFFICER Overseeing licensing...

  • Compliance Officer and Mlro

    1 week ago

    Abu Dhabi, United Arab Emirates JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Our culture in Risk Management is all about thinking outside the box, challenging the status quo, and striving to be best-in-class. We also take great pride in on our commitment to operating with integrity and discipline in all that we do. If you are a team player, are solutions-oriented and have an appetite for learning, you’ll be a...

  • Compliance Manager

    3 weeks ago

    Abu Dhabi, Abu Dhabi, United Arab Emirates Venture Search Full time

    Compliance Manager/MLRO Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA. This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money laundering (AML) and all...

  • Compliance Manager

    2 months ago

    Abu Dhabi, United Arab Emirates Venture Search Full time

    Compliance Manager/MLRO   Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA.   This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money...

  • Compliance Manager

    2 months ago

    Abu Dhabi, Abu Dhabi, United Arab Emirates Venture Search Full time

    Compliance Manager/MLRO Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA. This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money laundering (AML) and all...

  • Compliance Manager

    3 weeks ago

    Abu Dhabi, United Arab Emirates Venture Search Full time

    Compliance Manager/MLRO   Venture Search are working with a CAT 3A firm in the ADGM to recruit for their growing business across the GCC. This role will sit in the ADGM office and hold the MLRO authorisation with the FSRA.   This role is to ensure the company's adherence to regulatory requirements related to compliance and anti-money...

  • Compliance Officer

    1 week ago

    Abu Dhabi, Abu Dhabi, United Arab Emirates High Street Resources Full time

    Our client is a Digital Asset Wealth Management platform regulated by FSRA and based in Abu Dhabi is seeking a skilled Compliance Officer / Money Laundering Reporting Officer to lead the full-scale development of the function. The platform is designed for traditional finance professionals and investors to easily gain exposure to the emerging Digital Assets...

  • Compliance Officer

    2 months ago

    Abu Dhabi, United Arab Emirates Findoc Capital Limited Full time

    We at Findoc Capital Limited (registered under ADGM) are looking to recruit a Compliance Officer to be a part of the collaborative Compliance Team who are passionate about GRC (Governance, Risk and Compliance) and maintain a compliance focused culture across FCL’s operations and business. You will primarily be involved in the delivery of the core...

  • Compliance Officer Dfs and Fsra Approved

    2 weeks ago

    Abu Dhabi, United Arab Emirates AP Executive Full time

    Location: Abu Dhabi - Salary: Negotiable per annum - Job Type:Permanent Posted about 1 month ago A leading provider of corporate services, operating in multiple jurisdictions and serving corporations, fund managers, financial institutions and private clients are looking for a compliance officer A leading provider of corporate services, operating in...

  • Compliance Officer

    2 weeks ago

    Abu Dhabi, United Arab Emirates High Street Resources Full time

    Our client is a Digital Asset Wealth Management platform regulated by FSRA and based in Abu Dhabi is seeking a skilled Compliance Officer / Money Laundering Reporting Officer to lead the full-scale development of the function. The platform is designed for traditional finance professionals and investors to easily gain exposure to the emerging Digital Assets...

  • Afc Officer

    4 weeks ago

    Abu Dhabi, United Arab Emirates Qureos Full time

    Regulation, Compliance and Anti-Financial Crime (AFC) protect the integrity and reputation of Deutsche Bank. They manage the Bank’s risks and help to avoid unintentional rule breaches and conflicts of interest. At the same time, they also advise on ethical conduct, governance issues and keep our organization up-to-date on regulatory and political...

  • Compliance Manager, Difc

    2 weeks ago

    Abu Dhabi, United Arab Emirates AP Executive Full time

    Location: Abu Dhabi - Salary: Negotiable per annum - Job Type:Permanent Posted about 23 hours ago A leading provider of corporate services, operating in multiple jurisdictions and serving corporations, fund managers, financial institutions and private clients are looking for a senior compliance manager for its United Arab Emirates and Qatar offices. The...

  • KYC Officer(Temp)

    2 weeks ago

    abu dhabi, United Arab Emirates Nathan HR Human Resources Full time

    Our client is a Financial Service provider with professional expertise in delivering multi-jurisdictional investment and asset protection solutions. They are looking for a KYC Due Diligence Officer for their team in Dubai for a6-month temporary contract.Additional Job Details:Experience: Min 1 yearWorking days: Mon-FriLocation: Abu DhabiRoles and...

  • Compliance Officer and MLRO Arabic speaker

    2 months ago

    Abu Dhabi, United Arab Emirates Apex Group Ltd Full time

    Responsibilities:Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;Review of compliance and internal control operations and ensuring that they are in adherence with the firm's and Apex Group's Policies and Procedures;Ensuring the...

  • Compliance Officer and MLRO Arabic speaker

    1 week ago

    Abu Dhabi, Abu Dhabi, United Arab Emirates Apex Group Ltd Full time

    Responsibilities:Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;Review of compliance and internal control operations and ensuring that they are in adherence with the firm's and Apex Group's Policies and Procedures;Ensuring the...