Compliance

**Responsibilities**: - Develop and implement compliance policies and procedures to ensure adherence to legal and regulatory requirements. - Monitor and evaluate compliance activities within the organization. - Conduct compliance audits and investigations to identify potential violations. - Provide training and awareness programs to employees on...

Compliance Officer (CFD Industry) Location: Dubai UAE Salary 25,000-30,000 - A minimum of 2 years of experience in a compliance role within the CFD industry in the UAE IS A MUST Description As a Compliance Officer with a minimum of 3 years of experience in the CFD industry in the UAE, you will play a pivotal role in ensuring adherence to all relevant...

Key Responsibilities:Assist in external reviews and audits.Execute the annual compliance plan under the direction and supervision of the Operations Manager.Facilitate the reporting of suspicious transactions.Perform compliance reviews.Prepare and update all risk and compliance-related manuals.Provide compliance advisory to business units and...

Develop, implement, and monitor compliance programs and initiatives to ensure adherence to regulatory requirements and company policies. - Conduct compliance assessments, audits, and reviews to identify compliance risks and gaps. - Provide guidance and training to employees on compliance policies, procedures, and standards. - Investigate compliance...

Zareil Building Materials Trading LLC is seeking a Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that the company operates in compliance with laws, regulations, and industry standards related to the production and distribution of building materials. **Responsibilities**: - Develop and implement compliance...

Venture Search is currently working with a corporate service provider in the DIFC. The Financial Services business is currently growing their team and looking for experienced compliance consultants to join their thriving DIFC office. You will need to have a minimum of 3 years experience in regulatory compliance and with at least 3 years of experience in a...

Job Purpose: Responsible for the provision of in-depth data analysis of compliance INCs for the generation of trends including for causal factors, regulatory non-compliance, repeat findings, risk performance and data driven incentives to advise and assist line managers, across Emirates Engineering and Operations, in ongoing compliance and risk management and...

The Compliance Intern will assist the Compliance Manager and the wider Group Compliance & Rules Team in ensuring compliance with relevant regulations at local level. Responsibilities include monitoring the regulatory environment, developing policies and procedures, and collaborating with various departments to uphold compliance standards and establish best...

Venture search Dubai, United Arab EmiratesPosted 11 hours ago Permanent AED30k - AED35k - A- Posted by - Arron York- RecruiterFollow Venture Search is currently working with a brokerage in the DIFC. This is a stand-alone role that will work closely with the CEO and have the opportunity to grow with the UAE business. **Role Responsibilities** - Assist the...

Venture Search is currently working with a corporate service provider in the DIFC. The Financial Services business is currently growing their team and looking for experienced compliance consultants to join their thriving DIFC office. You will need to have a minimum of 3 years experience in regulatory compliance and with at least 3 years of experience in a...

Reporting To The Compliance Director You Will Lead research into the relevant local and international laws and regulations and to drive the implementation of internal policies and procedures.Review all ethics and compliance policies and procedures to ensure alignment with relevant laws and regulations.Establish and maintain a system and process to manage the...

Assist with updating procedures relating to the Department's process of utilizing the AML system - Monitoring regulatory changes associated with Financial Institutions and TFS, ensuring communication of new requirements and assisting the business and infrastructure areas in revising policy and process to meet new regulatory requirements, as appropriate -...

Dubai, United Arab Emirates| Posted on 01/05/2024As the VP of Compliance at Deriv, you will assume a pivotal position in ensuring our Group's adherence to regulatory and statutory requirements across all areas of operation. Your expertise will play a key role in shaping and strengthening our compliance practices on a global scale. You will provide technical...

COMPLIANCE CONTROLLER**_Job Description:_** - Investigate and analyze the causes of all events related to non-compliance risks;_ - Follow the various internal control mechanisms to ensure appropriate control over the risk of non-compliance;_ - Participate in the implementation of control measures with the managers of the various processes;_ - Follow up on...

Requirements: - Responsible for developing compliance activities, reviewing company policies, and advising management on possible risks. - Proactively auditing processes, practices and documents - Develop and oversee control systems to prevent or deal with all the legal guidelines and internal policies. - Identify risks or non-conformity issues, draft,...

**Job Post: Compliance Officer / AML Officer at Al Zahra Jewellery** Are you passionate about ensuring ethical business practices and safeguarding against financial crimes? Al Zahra Jewellery, a leading name in the jewelry industry, is seeking a dynamic and dedicated Compliance Officer / AML Officer to join our team. This is an excellent opportunity to play...

Job Information Job Opening ID - ZR_1664_JOB Industry - Legal & Compliance City - Dubai Country - United Arab Emirates As a Compliance Auditor at Deriv, you’ll safeguard the company's integrity in a dynamically evolving fintech landscape. Your expertise in conducting thorough regulatory audits will be key to our ethical standing. Each issue you raise...

**Compliance Officer Job Description**: This includes overseeing the daily operations, client onboarding processes, continuous monitoring, manual maintenance, staff training, preparation of annual DFSA/FSRA returns, and ensuring compliance with all internal policies and procedures and DFSA/FSRA recommendations. Directly reporting to the Managing Director and...

**Role Purpose** The Compliance Officer plays a critical role in ensuring that the company operates in accordance with the regulations and guidelines set forth by regulatory authorities. This position is essential to maintain the integrity of the forex market and protect both the company and its clients from regulatory violations and financial risk. You...

**Position: Compliance Manager** Department: Legal Based in Dubai, UAE Type: Full Time - Onsite We seek a highly talented and detail-oriented Compliance Manager to join our dynamic team. You will be responsible for ensuring that our organization complies with all relevant laws, regulations, and industry standards in the United Arab Emirates (UAE) and...